Multi-Family OfficeRIA · CRD 298327SEC-Registered

Updated:

Carter Financial Management

Carter Financial Management, Dallas multi-family office founded in 1976, advises high-net-worth families on estate, tax, investments and philanthropy.

Carter Financial Management logo

Carter Financial Management

Carter Financial Management traces its roots to 1976 when Bill Carter established his financial planning practice in Texas. The firm evolved into a multi-family office structure that provides coordinated advice across estate, tax, investment and philanthropic matters. The firm allocates across private equity and real estate. It holds interests in operating businesses such as CP Tech and maintains the Bob and Bill Carter Ranch, Ltd partnership in Texas. Carter participates in local networks including the Dallas Regional Chamber and the Financial Planning Association. The team comprises 28 professionals. Carter sponsors its annual investment conference in Dallas and maintains relationships with custodians including Raymond James Financial Services. Bill Carter previously served as Chairman of the Texas A&M Foundation board. Ownership remains with founder Bill Carter, who also directs the firm’s philanthropic vehicle through a planned gift supporting Texas A&M’s financial planning program.

General information

Firm type

Multi Family Office

Year founded

1976

AUM

Undisclosed

Location

Region

North America

Country

United States

City

La Jolla

Corporate office

75251, Dallas, Texas, US, 12222 Merit Drive Suite 1800

Principals

Bill E. Carter

Founder, CEO

JoAnne B. Galbraith

President of Carter Advisory Services, Inc.

Robert H. Berg

Senior Vice President

Kathleen Muldoon

Senior Vice President

Sector focus

Private EquityReal Estate

Frequently asked questions

Who runs investment decisions at Carter Financial Management?

Bill E. Carter serves as founder and CEO. JoAnne B. Galbraith acts as president of the related advisory entity. Senior vice presidents Robert H. Berg and Kathleen Muldoon support operations.

How does Carter Financial Management source proprietary deal flow?

The firm draws on long-standing relationships in Dallas and Texas networks. Memberships in the Dallas Regional Chamber and Financial Planning Association provide access to local opportunities.

Is Carter Financial Management structured as a single family office or does it operate more like a venture firm?

It functions as a multi-family office advising multiple high-net-worth families. The structure centers on coordinated advisory services rather than venture-style fund vehicles.

Does Carter Financial Management participate in fund commitments or only direct deals?

Available records show direct holdings in operating businesses and real estate partnerships. No public fund commitments are disclosed.

Where does the underlying wealth come from?

Wealth origin traces to founder Bill Carter’s independent financial planning practice established in 1976.

Does Carter Financial Management maintain philanthropic structures, and how are they separated?

The firm supports a planned gift to Texas A&M University’s financial planning program. The gift was established in 2022 and focuses on education initiatives.

What investment stages does Carter Financial Management typically target?

Records indicate activity in private equity and real estate holdings. Specific stage preferences are not publicly detailed.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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