# Carter Financial Management

Carter Financial Management is a Multi Family Office based in La Jolla, United States.

## Overview

- **Organization type:** Multi Family Office
- **Headquarters:** La Jolla, United States
- **Region:** North America
- **Address:** 75251, Dallas, Texas, US, 12222 Merit Drive Suite 1800
- **Founded:** 1976
- **Assets under management:** Undisclosed
- **Website:** carterwealth.com
- **LinkedIn:** https://www.linkedin.com/company/carter-financial-management

## Regulatory record

- **CRD number:** 298327
- **Registration status:** APPROVED
- **Latest Form ADV filing:** 2026-03-25T05:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/298327

## About

Carter Financial Management traces its roots to 1976 when Bill Carter established his financial planning practice in Texas. The firm evolved into a multi-family office structure that provides coordinated advice across estate, tax, investment and philanthropic matters. The firm allocates across private equity and real estate. It holds interests in operating businesses such as CP Tech and maintains the Bob and Bill Carter Ranch, Ltd partnership in Texas. Carter participates in local networks including the Dallas Regional Chamber and the Financial Planning Association. The team comprises 28 professionals. Carter sponsors its annual investment conference in Dallas and maintains relationships with custodians including Raymond James Financial Services. Bill Carter previously served as Chairman of the Texas A&M Foundation board. Ownership remains with founder Bill Carter, who also directs the firm’s philanthropic vehicle through a planned gift supporting Texas A&M’s financial planning program.

## Sectors

- Private Equity
- Real Estate

## People

- Bill E. Carter — Founder, CEO
- JoAnne B. Galbraith — President of Carter Advisory Services, Inc.
- Robert H. Berg — Senior Vice President
- Kathleen Muldoon — Senior Vice President

## Questions

### Who runs investment decisions at Carter Financial Management?

Bill E. Carter serves as founder and CEO. JoAnne B. Galbraith acts as president of the related advisory entity. Senior vice presidents Robert H. Berg and Kathleen Muldoon support operations.

### How does Carter Financial Management source proprietary deal flow?

The firm draws on long-standing relationships in Dallas and Texas networks. Memberships in the Dallas Regional Chamber and Financial Planning Association provide access to local opportunities.

### Does Carter Financial Management participate in fund commitments or only direct deals?

Available records show direct holdings in operating businesses and real estate partnerships. No public fund commitments are disclosed.

### What investment stages does Carter Financial Management typically target?

Records indicate activity in private equity and real estate holdings. Specific stage preferences are not publicly detailed.

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Last updated: 2026-06-03T20:00:00.000Z

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