# Carty Financial

Carty Financial is an Asset Manager based in United States.

## Overview

- **Organization type:** Asset Manager
- **Headquarters:** United States
- **Region:** North America
- **Assets under management:** Undisclosed

## Regulatory record

- **CRD number:** 144564
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/144564

## About

CARTY FINANCIAL, INC. is a state-registered investment adviser in CAMARILLO, CA. The firm manages approximately $40 million in regulatory assets. It has 1 employee and 1 investment adviser.

## Questions

### Who runs investment decisions at Carty Financial?

No named principals, investment committee members, or decision-making structure has been publicly disclosed for Carty Financial. No SEC filings or corporate registrations identify leadership individuals. This lack of attribution is unusual for any firm operating in U.S. capital markets.

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Last updated: 2026-06-03T20:00:00.000Z

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