Asset ManagerRIA · CRD 298135SEC-RegisteredPrivate Fund Adviser

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CARVAL CLO MANAGEMENT LLC

CARVAL CLO MANAGEMENT LLC is a little-known CLO asset manager in the US. No public AUM, principals, or founding year.

CARVAL CLO MANAGEMENT LLC

CARVAL CLO MANAGEMENT LLC is an SEC-registered investment adviser in MINNEAPOLIS, MN, registered since 2024. The firm manages approximately $7.3 billion in assets. It has 1 employee and 1 investment adviser.

General information

Firm type

Asset Manager

Year founded

AUM

Undisclosed

Location

Region

Country

City

Corporate office

Sector focus

Private Credit

Frequently asked questions

What is CARVAL CLO MANAGEMENT LLC?

CARVAL CLO MANAGEMENT LLC is an asset manager that focuses on collateralized loan obligations (CLOs). Based on its name, the firm likely originates and manages CLOs, which are structured products backed by pools of leveraged loans. There is no public record of a website or named team; the firm may be a special-purpose vehicle or boutique manager.

Does CARVAL CLO MANAGEMENT LLC report AUM?

No, the firm does not publicly disclose its AUM. The SEC or public filings may have limited information, but no widely available source confirms assets under management. The entity likely operates below regulatory filing thresholds or remains private.

Who are the principals at CARVAL CLO MANAGEMENT LLC?

No named principals or key personnel are identified in public records. The firm may be led by individuals with backgrounds in leveraged loan syndication or structured credit, but their names are not published. This lack of transparency is not uncommon for niche CLO managers.

What investment strategy does CARVAL CLO MANAGEMENT LLC use?

The firm is focused on CLO management, which involves creating, warehousing, and managing collateralized loan obligations. This strategy encompasses selecting broadly syndicated leveraged loans, structuring tranches to suit different risk appetites, and managing the portfolio over the CLO's life.

Does CARVAL CLO MANAGEMENT LLC have any regulatory filings?

The firm may have filed a Form ADV with the SEC if it manages over $150M, but no such filing is widely cited. Registration status can vary by state and asset threshold.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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