# Castle Rock Advisors LLC

Castle Rock Advisors LLC is a SEC-Registered Investment Adviser based in Boston, United States.

## Overview

- **Organization type:** SEC-Registered Investment Adviser
- **Headquarters:** Boston, United States
- **Region:** North America
- **Address:** Boston, MA, United States
- **Assets under management:** $3.9B regulatory AUM (Form ADV, August 2026)

## Regulatory record

- **CRD number:** 331429
- **SEC file number:** 801-130907
- **Registration status:** Registered
- **Latest Form ADV filing:** 2026-08-06
- **Reports private funds:** Yes

## About

Castle Rock Advisors LLC is an investment adviser registered with the U.S. Securities and Exchange Commission (CRD 331429, SEC file 801-130907), with its main office in Boston, Massachusetts. Its Form ADV filed on 6 August 2026 reports $3.9B in regulatory assets under management across 46 accounts. The firm reports that it advises one or more private funds.

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Updated: 2026-10-14T19:21:12.885Z

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