# Castle Rock Wealth Management

Castle Rock Wealth Management is a Bank / Wealth / Trust based in Walnut Creek, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Walnut Creek, United States
- **Region:** North America
- **Address:** Walnut Creek, CA, United States
- **Founded:** 2015
- **Assets under management:** Undisclosed
- **Website:** crwmadvisors.com
- **LinkedIn:** https://www.linkedin.com/company/castle-rock-wealth-management-llc

## Regulatory record

- **CRD number:** 199513
- **SEC file number:** 801-110593
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/199513

## About

Castle Rock Wealth Management registered with the SEC in 2015 and maintains its headquarters in Walnut Creek, California. The firm structures its advisory business around three service pillars: financial planning, investment planning, and ongoing portfolio management. Its client base spans individuals, high-net-worth families, and corporate accounts concentrated in the East Bay and greater Bay Area region. The firm's investment approach applies traditional wealth-management architecture — constructing diversified portfolios that blend equities, fixed income, and alternative allocations appropriate to each client's risk tolerance and liquidity needs. Castle Rock Wealth Management operates as a fiduciary, meaning it is legally obligated to place client interests above its own when making investment recommendations. The firm charges asset-based fees for portfolio management services and may structure separate planning engagements on a fixed-fee or hourly basis. Castle Rock Wealth Management remains privately held and does not publicly disclose assets under management, total client households, or key personnel. The firm has not announced major strategic transactions, fund launches, or leadership changes since inception. Its operational footprint stays concentrated around its Walnut Creek location, with no disclosed additional offices. The firm's structure as a boutique RIA embedded in an affluent Bay Area suburb shapes its competitive posture: Castle Rock Wealth Management competes for high-net-worth clients against larger national wealth platforms and regional banks by emphasizing local presence and a fiduciary standard. Without a broker-dealer affiliation, the firm avoids product-sales conflicts that shape advice at many wirehouses — a structural distinction that appeals to a subset of wealth holders seeking independent counsel.

## Questions

### What services does Castle Rock Wealth Management provide to clients?

Castle Rock Wealth Management offers financial planning, investment planning, and portfolio management. The firm tailors its advice to individual client circumstances — constructing asset allocations, recommending investment strategies, and monitoring portfolios. It operates under a fiduciary standard, meaning it must place client interests first in all advisory decisions.

### Who runs investment decisions at Castle Rock Wealth Management?

Castle Rock Wealth Management has not publicly identified its principals, investment committee members, or key decision-makers. The firm maintains a low public profile, and no names of portfolio managers or advisors have appeared in regulatory filings or media coverage. This level of privacy is common among boutique RIAs that grow through referrals rather than public marketing.

### Does Castle Rock Wealth Management have a broker-dealer affiliation?

Castle Rock Wealth Management operates as an independent registered investment advisor without a disclosed broker-dealer affiliation. This structure means the firm does not earn commissions on product sales — advisory compensation comes directly from client fees, reducing the incentive conflicts present in hybrid RIA/broker-dealer models.

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Last updated: 2026-06-03T20:00:00.000Z

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