# Centaurus Financial

Centaurus Financial is a RIA based in Anaheim, United States.

## Overview

- **Organization type:** RIA
- **Headquarters:** Anaheim, United States
- **Region:** North America
- **Address:** Anaheim, CA, United States
- **Assets under management:** Undisclosed
- **Website:** centaurusfinancial.com
- **LinkedIn:** https://www.linkedin.com/company/centaurus-financial

## Regulatory record

- **CRD number:** 30833
- **SEC file number:** 801-56882
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/30833

## About

Centaurus Financial, Inc. is an SEC-registered investment adviser in Anaheim, CA, registered since 1999. The firm manages $7.3 billion in assets, $2.4 billion on a discretionary basis. It has 571 employees and 375 investment advisers.

## Questions

### What regulatory bodies oversee Centaurus Financial?

Centaurus Financial is registered with the U.S. Securities and Exchange Commission (SEC) as a broker-dealer and RIA, and it is a member of the Financial Industry Regulatory Authority (FINRA). Its advisory activities are subject to state-level securities regulations where its advisors operate.

### Does Centaurus Financial make direct investments or allocate capital to external funds?

No. Centaurus Financial does not deploy capital from its own balance sheet into investments. The firm's revenue model is based on commissions and advisory fees generated by its network of independent advisors who serve retail clients. Investment decisions are made by the individual advisors, not by the firm.

### What is the ownership structure of Centaurus Financial?

Centaurus Financial is a privately held corporation, but the identities of its owners or board members are not disclosed in public records. The firm does not publish an ownership breakdown, and no principal names are associated with the entity in regulatory filings or media coverage.

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Last updated: 2026-06-03T20:00:00.000Z

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