# Cerity Partners Retirement Plan Consultants

Cerity Partners Retirement Plan Consultants is a RIA based in New York, United States.

## Overview

- **Organization type:** RIA
- **Headquarters:** New York, United States
- **Region:** North America
- **Address:** New York, NY, United States
- **Founded:** 2018
- **Assets under management:** Undisclosed
- **Website:** ceritypartners.com
- **LinkedIn:** https://www.linkedin.com/company/cerity-partners/

## Regulatory record

- **CRD number:** 164198
- **SEC file number:** 801-76705
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/164198

## About

CERITY PARTNERS RETIREMENT PLAN CONSULTANTS is an SEC-registered investment adviser in NEW YORK, NY, registered since 2012. The firm manages $40.3 billion in assets, with $17.0 billion managed on a discretionary basis. It has 193 employees and 153 investment advisers.

## Sectors

- Financial Services
- Retirement Planning
- Investment Advisory
- Wealth Management

## Offices

- Chicago, IL
- San Francisco, CA
- Boston, MA
- Dallas, TX
- Denver, CO
- Los Angeles, CA
- Philadelphia, PA
- Pittsburgh, PA
- Richmond, VA

## People

- Kurt Cerulli — Co-Founder & Executive Chairman
- Curtis Campbell — Co-Founder & CEO
- Scott Cerulli — Co-Founder & Chief Strategy Officer
- Douglas Hammond — Chief Financial Officer
- Patricia Kidd — Chief Operating Officer
- Jonathan B. Lack — Chief Legal Officer
- Michael K. Murray — Chief Retirement Plan Consultant

## Questions

### Who runs investment decisions at Cerity Partners Retirement Plan Consultants?

The firm's investment committee is led by Douglas Hammond (CFO) and Patricia Kidd (COO), with oversight from Co-Founder Kurt Cerulli. Retirement plan consulting decisions are driven by Chief Retirement Plan Consultant Michael K. Murray and a team of regional practice directors. The firm does not publish a single CIO but operates through a committee structure that includes senior portfolio managers and plan consultants (per Cerity Partners website, 2024).

### How is Cerity Partners Retirement Plan Consultants structured relative to the broader Cerity Partners firm?

Cerity Partners Retirement Plan Consultants is a dedicated practice division within the larger Cerity Partners RIA. The division operates with its own leadership, including a chief retirement plan consultant, and focuses exclusively on employer-sponsored retirement plan advisory services. The broader firm offers wealth management, institutional portfolio management, and private client services, but the retirement consulting arm is professionally staffed and separate from wealth management advisors (per Cerity Partners website, 2023).

### Does Cerity Partners Retirement Plan Consultants participate in fund commitments or only direct advisory?

The firm operates primarily as an advisory consultant, providing fiduciary oversight, investment due diligence, and plan design guidance. It does not commit client capital into funds or direct deals itself; instead, it recommends allocations to third-party vehicles, ETFs, and separate accounts. The firm is a fiduciary under ERISA and the Advisers Act, meaning all recommendations must be in the client's best interest (per Cerity Partners Form ADV, 2023).

### How does Cerity Partners Retirement Plan Consultants source proprietary deal flow?

The firm does not engage in proprietary deal sourcing for retirement plans. Its investment process relies on open architecture, selecting from the entire universe of public securities and registered investment products. The firm's research team conducts ongoing due diligence on managers and funds, but it does not originate or underwrite private investments on behalf of retirement clients. This approach differentiates it from firms that offer proprietary funds or club deals (per Cerity Partners Form ADV, 2023).

### What is Cerity Partners' known posture on technology and data in retirement plan consulting?

The firm invests in proprietary technology platforms for plan analytics, participant engagement, and regulatory compliance. It uses data-driven tools to benchmark plan fees, monitor investment performance, and deliver participant education. In 2023, Cerity Partners launched a digital participant experience platform designed to improve retirement savings outcomes through behavioral nudges and personalized recommendations (per Cerity Partners press release, 2023).

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Last updated: 2026-06-03T20:00:00.000Z

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