# Chatham Wealth Management

Chatham Wealth Management is a Bank / Wealth / Trust based in Chatham, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Chatham, United States
- **Region:** North America
- **Address:** Chatham, NJ, United States
- **Founded:** 2000
- **Assets under management:** Undisclosed
- **Website:** chathamwealth.com
- **LinkedIn:** https://www.linkedin.com/company/chatham-wealth-management

## Regulatory record

- **CRD number:** 111987
- **SEC file number:** 801-58135
- **Registration status:** APPROVED
- **Latest Form ADV filing:** 2026-03-25T05:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/111987

## About

Chatham Wealth Management was founded in 2000 as a New Jersey-chartered investment advisor and operates from a single office in Chatham. It manages separate accounts for individuals and families, provides financial planning, and serves as a 3(38) investment manager for corporate 401(k) plans under ERISA guidelines. The firm constructs concentrated portfolios of large-cap US equities and investment-grade municipal bonds through direct security selection by its investment committee, with a tilt toward tax-aware income strategies. Its compact advisory team includes a founder who maintains a direct portfolio-management role, and client assets are held at a third-party qualified custodian with no outside capital or institutional parent.

## Sectors

- Private Wealth Management

## Questions

### Does the firm serve as a fiduciary for retirement plans?

Yes. Chatham Wealth Management acts as a 3(38) investment manager for corporate 401(k) and other defined-contribution retirement plans. In that role, the firm assumes full fiduciary responsibility for selecting, monitoring, and replacing the investment options in the plan lineup — a higher standard than a 3(21) advisor who merely makes non-binding recommendations.

### What is Chatham's approach to alternative investments?

Based on the firm's public profile and regulatory filings as a traditional RIA, Chatham does not emphasize alternative investments such as private equity, hedge funds, or real estate funds. Its focus remains on publicly traded equities, fixed income, and retirement-plan advisory work — aligning with the needs of a suburban wealth-management client base that prioritizes liquidity and tax efficiency over illiquid institutional strategies.

### How does the firm custody client assets?

As a registered investment advisor, Chatham Wealth Management does not hold client assets directly. The firm uses a third-party qualified custodian — such as Charles Schwab, Fidelity, or BNY Mellon's Pershing — to safekeep client securities. This separation is required by SEC rules and protects clients in the event the advisory firm itself faces financial or operational distress.

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- [Chatham Capital Group](https://altss.com/profile/chatham-capital-group)
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Last updated: 2026-07-11T16:18:53.000Z

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