# CITIC Securities Brokerage (HK) Limited

CITIC Securities Brokerage (HK) Limited is a Bank / Wealth / Trust based in Hong Kong, Hong Kong.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Hong Kong, Hong Kong
- **Region:** Asia
- **Address:** Hong Kong, Hong Kong
- **Founded:** 1998
- **Assets under management:** Undisclosed
- **Website:** citics.com.hk
- **LinkedIn:** https://www.linkedin.com/company/clsa

## Regulatory record

- **Reports private funds:** No

## About

CITIC Securities Brokerage (HK) Limited (CITIC Securities Brokerage (HK) or the Firm or CSB) is a wholly-owned subsidiary of CLSA.

## Sectors

- Financial Services
- Real Estate
- Infrastructure
- Energy Transition & Renewables
- Media & Entertainment

## Questions

### What is the firm's investment approach for the asset management business?

The asset management business focuses on fixed-income, structured credit, and Asian real assets, primarily through Cayman-domiciled fund structures and separately managed accounts. The strategy is built around sourcing mainland-originated credit opportunities and packaging them for international institutional and HNW investors, often alongside an overlay of structured-product distribution to private banks.

### Does CITIC Securities International co-invest alongside external GPs?

Yes. The firm participates in direct co-investments alongside regional GPs and syndicates, particularly in Asia-focused private credit and infrastructure transactions. It also acts as a distribution partner for third-party alternative funds seeking access to Greater China LPs through its private-wealth network.

### Who runs the investment and asset management operations in Hong Kong?

The firm does not publicly designate a single named investment head for the international platform. Senior leadership is drawn from a rotating roster of veteran CITIC Securities executives posted to Hong Kong for multi-year tenures, reflecting the parent's centralized talent management model common among large Chinese state-backed financial institutions.

### What is the firm's exposure to Chinese regulatory shifts?

As a Hong Kong-licensed entity of a mainland state-owned parent, the firm must navigate parallel regulatory frameworks: Hong Kong's SFC and the CSRC in Beijing. This dual oversight means its cross-border fund products and structured notes are subject to China's evolving capital-control posture and the CSRC's periodic tightening on offshore-bound wealth products.

## Related profiles

- [CITIC Guoan Group](https://altss.com/profile/citic-guoan-group)
- [CITIC Trust](https://altss.com/profile/citic-trust)

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Updated: 2026-07-08T21:49:21.587Z

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