# Citizens Securities

Citizens Securities is a Bank / Wealth / Trust based in Johnston, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Johnston, United States
- **Region:** North America
- **Address:** San Francisco, CA, United States
- **Founded:** 2003
- **Assets under management:** Undisclosed
- **Website:** http://www.citizensbank.com
- **LinkedIn:** https://www.linkedin.com/company/citizens-wealth-management

## Regulatory record

- **CRD number:** 39550
- **SEC file number:** 801-61902
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/39550

## About

Citizens Securities is an SEC-registered investment adviser in Johnston, RI, since 2003. The firm manages $12.9 billion in assets. It has 471 employees and 454 investment advisers.

## Questions

### Does Citizens Securities manage proprietary investment funds?

No. Citizens Securities acts as a product distributor and advisory intermediary, not as an asset manager with proprietary fund offerings. Client portfolios are constructed using third-party mutual funds, ETFs, model portfolios, and separately managed accounts from external managers. Custody and clearing are handled by National Financial Services, a Fidelity Investments subsidiary, reflecting the firm's introducing broker-dealer model.

### What type of investment advisory services does Citizens Securities provide?

Citizens Securities provides retail brokerage accounts, fee-based advisory programs, retirement planning, and insurance products. Its advisory model centers on model-based portfolio solutions where client assets are allocated across pre-built strategies from third-party asset managers. The firm does not operate direct private equity, venture capital, or hedge fund allocation platforms — its product shelf remains focused on traditional liquid securities and packaged retail products.

### Who leads Citizens Securities?

The exact leadership of Citizens Securities as a distinct subsidiary is not publicly itemized under a dedicated CEO or President title in standalone disclosures. The entity falls under Citizens Wealth Management, which is a division of Citizens Financial Group. Executive leadership for Citizens overall includes Chairman and CEO Bruce Van Saun (public record). Key wealth management leadership resides at the parent-bank level and is not broken out for the broker-dealer entity specifically.

## Related profiles

- [Citizens Bank](https://altss.com/profile/citizens-bank)
- [Citrin Cooperman Wealth Management](https://altss.com/profile/citrin-cooperman-wealth-management-ccwm)

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Last updated: 2026-08-10T19:36:47.593Z

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