# Claraphi Advisory Network

Claraphi Advisory Network is a Bank / Wealth / Trust based in Aliso Viejo, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Aliso Viejo, United States
- **Region:** North America
- **Address:** Aliso Viejo, CA, United States
- **Founded:** 2014
- **Assets under management:** Undisclosed
- **Website:** claraphi.com
- **LinkedIn:** linkedin.com/company/claraphi-advisory-network-llc

## Regulatory record

- **CRD number:** 165868
- **SEC file number:** 801-80575
- **Registration status:** APPROVED
- **Latest Form ADV filing:** 2023-12-01T06:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/165868

## About

Claraphi Advisory Network is an SEC-registered investment adviser in Aliso Viejo, CA, registered since 2014. The firm manages $383 million in regulatory assets. It has 8 employees and 8 investment advisers.

## Questions

### How does Claraphi's advisor partnership model actually work?

Claraphi acquires equity stakes in independent advisory practices rather than purchasing assets outright. Affiliated advisors retain ownership in their own firms while gaining access to Claraphi's centralized compliance, technology, and investment management infrastructure. The model is designed to preserve advisor autonomy and brand identity, which differentiates it from consolidators that absorb acquired practices into a single operating entity.

### What type of advisor is Claraphi targeting for affiliation?

Claraphi primarily targets breakaway wirehouse advisors and existing independent RIAs seeking operational scale. The firm's value proposition appeals to advisors who want to exit large brokerage ecosystems but are not ready to build independent back-office functions from scratch. The platform offers an intermediate structure between full independence and large institutional employment.

### Does Claraphi manage investments centrally or do affiliated advisors control portfolio decisions?

Claraphi maintains a centralized manager research and investment committee that constructs model portfolios available to the network. Affiliated advisors can utilize these models or customize allocations based on client-specific needs and suitability. The platform emphasizes tax-aware strategies and integrated financial planning as core components of its investment offering.

### Is Claraphi backed by private equity, or is it entirely advisor-owned?

Claraphi's capital structure and ownership are not publicly disclosed. The firm operates as a platform provider to independent advisors, but whether external private equity capital supports its acquisition of equity stakes in partner firms has not been confirmed through public filings or firm communications.

### What regulatory structure does Claraphi operate under?

Claraphi operates as a registered investment advisor, with affiliated advisors maintaining separate legal entities under a shared compliance umbrella. This multi-entity RIA architecture creates distinct regulatory obligations for each partner practice while centralizing core compliance oversight through Claraphi's platform, a structure that differs from single-ADV aggregator models.

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Last updated: 2026-06-03T20:00:00.000Z

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