# Clifford Swan Investment Counselors

Clifford Swan Investment Counselors is a RIA based in Pasadena, United States.

## Overview

- **Organization type:** RIA
- **Headquarters:** Pasadena, United States
- **Region:** North America
- **Address:** Pasadena, United States
- **Founded:** 1915
- **Assets under management:** Undisclosed
- **Website:** cliffordswan.com
- **LinkedIn:** https://www.linkedin.com/company/clifford-swan-investment-counselors

## Regulatory record

- **CRD number:** 108033
- **SEC file number:** 801-56675
- **Registration status:** APPROVED
- **Latest Form ADV filing:** 2026-02-10T06:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/108033

## About

Clifford Swan Investment Counselors was established in 1915 and functions as a registered investment adviser. It supplies advisory services to individuals, high-net-worth individuals, and institutions. The firm executes through direct portfolio management, financial planning, and tax planning. No specific asset-class allocations, named holdings, or co-investors appear in available records. Operations remain centered in the United States. Team size, additional offices, and adjacent vehicles are not disclosed. No operational events from the last 24 months are recorded. The firm maintains a conventional RIA structure with no public indication of family-office hybridization or external fund commitments.

## Sectors

- Wealth Management

## Questions

### Who runs investment decisions at Clifford Swan Investment Counselors?

No named principals or CIO appear in public records.

### Does Clifford Swan Investment Counselors participate in fund commitments or only direct deals?

Available information shows only direct advisory mandates; no fund commitments are disclosed.

### What investment stages does Clifford Swan Investment Counselors typically target?

The firm focuses on portfolio management for existing clients rather than stage-specific venture or private equity deployment.

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- [ClientFirst Wealth Management](https://altss.com/profile/clientfirst-wealth-management)
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Last updated: 2026-06-03T20:00:00.000Z

Canonical page: https://altss.com/profile/clifford-swan-investment-counselors

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