# COATS WEALTH MANAGEMENT

COATS WEALTH MANAGEMENT is a RIA based in United States.

## Overview

- **Organization type:** RIA
- **Headquarters:** United States
- **Region:** North America
- **Assets under management:** Undisclosed
- **Website:** coatswealthmanagement.com

## Regulatory record

- **CRD number:** 336335
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/336335

## About

COATS WEALTH MANAGEMENT is a state-registered investment adviser in GILBERT, AZ. It has 1 employee and 1 investment adviser. The firm is based in Arizona.

## People

- Robert Coats — Founder and CEO

## Questions

### Who runs investment decisions at Coats Wealth Management?

Robert Coats sets investment policy and makes portfolio decisions as the firm's founder and sole named principal. The firm operates with a single-adviser structure, meaning there is no investment committee or external chief investment officer. All client assets are managed under Coats's direct oversight, which is typical for a proprietor-led RIA in this segment.

### Is Coats Wealth Management a broker-dealer or a fiduciary?

The firm is structured as a fee-only registered investment adviser and explicitly positions itself on the fiduciary side of the regulatory boundary, according to public commentary by Robert Coats on the Department of Labor fiduciary rule (per Financial Planning, 2016). This means the firm charges asset-based or flat fees on managed accounts rather than earning product commissions, a structural distinction that removes certain conflicts of interest inherent in broker-dealer models.

### What types of clients does Coats Wealth Management serve?

The practice targets mass-affluent and high-net-worth households in or nearing retirement, concentrated in the Tucson and broader Southern Arizona market. Its planning work is built around decumulation — structuring withdrawals, tax-efficient liquidation sequences and Social Security-claiming strategies — rather than serving corporate executives in peak accumulation years.

## Related profiles

- [AdvisorEngine](https://altss.com/profile/advisorengine-portfolio-solutions-inc)
- [DILA MC LLC](https://altss.com/profile/dila-mc-llc)

---

Last updated: 2026-07-06T01:24:14.351Z

Canonical page: https://altss.com/profile/coats-wealth-management

Maintained by Altss — https://altss.com — methodology: https://altss.com/methodology