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Compass Rose Financial Planning & Investment Management
Compass Rose Financial Planning & Investment Management is an SEC-registered investment adviser in Palm Springs, CA. It has 2 employees and 1 investment...
Compass Rose Financial Planning & Investment Management
Compass Rose Financial Planning & Investment Management is an SEC-registered investment adviser in Palm Springs, CA. It has 2 employees and 1 investment adviser. The firm is based in Palm Springs.
General information
Firm type
Multi Family Office
Sector focus
Frequently asked questions
How is Compass Rose Financial Planning & Investment Management structured?
The firm operates as a registered investment advisor (RIA) serving high-net-worth families. Its combination of financial planning and investment management suggests a multi-family office model, where clients receive both strategic planning and portfolio execution from a single firm.
What types of clients does Compass Rose serve?
Based on its name and positioning, Compass Rose targets affluent individuals and families who need integrated financial planning alongside investment management. The firm likely works with clients who have substantial assets and require coordinated strategies across tax, estate, and retirement planning.
Does Compass Rose offer direct investment management or only planning?
The firm's name explicitly includes 'investment management,' indicating it manages client portfolios directly. It likely constructs custom portfolios using public securities and alternative investments, with asset allocation tailored to client risk tolerance and goals.
Is Compass Rose affiliated with a larger financial institution?
No public information suggests a corporate parent or affiliation. The firm appears to operate as an independent RIA, which is common among boutique multi-family offices that prioritize personalized service over institutional scale.
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
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