Multi-Family OfficeRIA · CRD 144566SEC-Registered

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Compass Rose Financial Planning & Investment Management

Compass Rose Financial Planning & Investment Management positions itself as a comprehensive financial services provider for affluent families, combining...

Compass Rose Financial Planning & Investment Management

Compass Rose Financial Planning & Investment Management positions itself as a comprehensive financial services provider for affluent families, combining financial planning with investment management under one roof. The firm's name implies a structured approach to navigating clients' financial lives, which is typical of RIAs operating in the multi-family office space. While specific founding details remain undisclosed, the firm's model suggests a focus on client-centric planning. The investment approach likely encompasses portfolio construction across public equities, fixed income, and alternative assets, tailored to individual client goals. Compass Rose probably offers both discretionary and non-discretionary management, with services including tax planning, estate planning, and retirement planning. Geographic focus is unknown but may be regional, given the firm's likely boutique status. Team size and additional offices are not publicly available. The firm may operate a single location or service clients remotely. Alternative structures such as a foundation or affiliated trust company are not confirmed. The structural differentiator for Compass Rose is its integration of financial planning with investment management, a model that reduces friction for clients who prefer a single advisor for both disciplines. This contrasts with firms that separate planning from portfolio execution.

General information

Firm type

Multi Family Office

Year founded

AUM

Undisclosed

Location

Region

Country

City

Corporate office

Sector focus

Financial PlanningInvestment Management

Frequently asked questions

How is Compass Rose Financial Planning & Investment Management structured?

The firm operates as a registered investment advisor (RIA) serving high-net-worth families. Its combination of financial planning and investment management suggests a multi-family office model, where clients receive both strategic planning and portfolio execution from a single firm.

What types of clients does Compass Rose serve?

Based on its name and positioning, Compass Rose targets affluent individuals and families who need integrated financial planning alongside investment management. The firm likely works with clients who have substantial assets and require coordinated strategies across tax, estate, and retirement planning.

Does Compass Rose offer direct investment management or only planning?

The firm's name explicitly includes 'investment management,' indicating it manages client portfolios directly. It likely constructs custom portfolios using public securities and alternative investments, with asset allocation tailored to client risk tolerance and goals.

Is Compass Rose affiliated with a larger financial institution?

No public information suggests a corporate parent or affiliation. The firm appears to operate as an independent RIA, which is common among boutique multi-family offices that prioritize personalized service over institutional scale.

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