# Compass Wealth Management

Compass Wealth Management is an Asset Manager based in Guilford, United States.

## Overview

- **Organization type:** Asset Manager
- **Headquarters:** Guilford, United States
- **Region:** North America
- **Address:** New York, NY, United States
- **Assets under management:** Undisclosed
- **Website:** compasswealthmanagement.com
- **LinkedIn:** https://www.linkedin.com/company/compass-wealth-management-llc

## Regulatory record

- **CRD number:** 106289
- **SEC file number:** 801-53805
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/106289

## About

Compass Wealth Management LLC is an SEC-registered investment adviser in Guilford, CT, since 1997. The firm manages approximately $683 million in assets. It has 5 employees and 4 investment advisers.

## Sectors

- Wealth Management
- Financial Services

## Questions

### What is the firm's known posture on alternative investments?

No public record documents active allocation to private equity, venture capital, hedge funds, or direct real estate. The firm's disclosed strategy through regulatory filings centers on traditional liquid asset classes — equities, fixed income, and cash equivalents — implemented via separately managed accounts. Absent any track record in alternatives, allocators should assume a conventional long-only public-markets orientation typical of smaller RIAs, unless client-specific carve-outs exist that are not publicly visible.

### How is the firm compensated?

The firm operates as a fee-only practice, drawing revenue entirely from client-paid advisory fees based on assets under management or fixed retainer arrangements. SEC registration prohibits commission-based revenue for firms holding this disclosure posture, meaning Compass earns nothing from product manufacturers, fund sponsors, or securities transactions. This compensation model removes the incentive to place specific products for trail commissions or 12b-1 fees.

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Last updated: 2026-06-03T20:00:00.000Z

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