# Continental Nine Financial Management

Continental Nine Financial Management is a RIA based in United States.

## Overview

- **Organization type:** RIA
- **Headquarters:** United States
- **Region:** North America
- **Assets under management:** Undisclosed

## Regulatory record

- **CRD number:** 125638
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/125638

## About

Continental Nine Financial Management, LLC is a state-registered investment adviser in Waterbury, CT. The firm manages approximately $32 million in regulatory assets. It has 1 employee and 1 investment adviser.

## Questions

### What is the source of the Pohlad family wealth?

Carl Pohlad built the fortune through banking consolidation. His holding company acquired and aggregated Midwest banks over four decades, culminating in the sale of Marquette Bank to Firstar in 1992 for roughly $1.2 billion. Firstar subsequently merged into U.S. Bancorp, which consolidated the legacy franchise into what is now a major Wells Fargo competitor.

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Last updated: 2026-07-06T01:24:14.474Z

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