# Converse Team Financial Services

Converse Team Financial Services is an Asset Manager.

## Overview

- **Organization type:** Asset Manager
- **Assets under management:** Undisclosed
- **LinkedIn:** https://www.linkedin.com/company/theconverseteam

## Regulatory record

- **CRD number:** 335322
- **SEC file number:** 801-132403
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/335322

## About

Converse Team Financial Services, LLC is an SEC-registered investment adviser since 2025. The firm employs 7 staff members and 6 investment advisers. It operates with a team of 13 professionals.

## Questions

### Is Converse Team Financial Services a fiduciary?

Yes. As an SEC-registered investment adviser, the firm is bound by the fiduciary standard under the Investment Advisers Act of 1940. This means it must act in the best interests of its clients and disclose any material conflicts of interest. The standard is legally distinct from the lower suitability standard that governs broker-dealers.

### What services does the firm likely offer?

Based on the profile of a small registered investment adviser, services probably include discretionary portfolio management, financial planning, and retirement advisory. Many firms of this type also offer tax-aware investing and insurance reviews as part of a bundled client offering. The exact menu depends on the team's professional designations and client needs.

### What is the firm's investment philosophy?

The firm's specific philosophy is not publicly documented. However, small independent RIAs commonly implement a multi-asset, risk-appropriate allocation using low-cost funds and individual securities. Philosophies in this space range from passive strategic allocation to active tactical tilts, all anchored to client-specific goals rather than a single house macro view.

## Related profiles

- [Convex Finance](https://altss.com/profile/convex-finance)

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Last updated: 2026-06-03T20:00:00.000Z

Canonical page: https://altss.com/profile/converse-team-financial-services-llc

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