# Corporate Financial Management

Corporate Financial Management is an Asset Manager based in Carmel-By-The-Sea, United States.

## Overview

- **Organization type:** Asset Manager
- **Headquarters:** Carmel-By-The-Sea, United States
- **Region:** North America
- **Address:** King of Prussia, PA, United States
- **Founded:** 1975
- **Assets under management:** Undisclosed
- **Website:** thecfcompanies.com

## Regulatory record

- **CRD number:** 321100
- **Registration status:** Registered
- **Reports private funds:** Yes
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/321100

## About

Corporate Financial Management, LLC is a state-registered investment adviser with offices in Carmel-by-the-Sea, CA. It provides investment advice to clients.

## People

- Richard B. Testa — Founder

## Questions

### Who runs investment decisions at Corporate Financial Management?

The firm was founded by Richard B. Testa in 1975, and public records identify him as the principal. Corporate Financial Management does not publicly disclose an investment committee structure, a chief investment officer title, or any named portfolio managers beyond the founder. Without a public Form ADV Part 2B or equivalent disclosure readily available, the internal delegation of investment authority remains opaque to outside allocators.

### How does the firm's tax and accounting practice interact with its investment advisory business?

The CF Companies umbrella houses related entities offering tax preparation, accounting, and small-business advisory services alongside registered investment advisory work. This structure creates a cross-referral model: tax clients are a natural pipeline for investment-management relationships, and advisory clients receive coordinated tax planning. The integration mirrors the old-line CPA-RIA hybrid model that preceded the modern separation of wealth management from accounting firms.

## Related profiles

- [Convergent Capital](https://altss.com/profile/convergent-capital)
- [Corporate Venture Partners](https://altss.com/profile/corporate-venture-partners)

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Last updated: 2026-08-14T12:30:00.000Z

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