# CWS Financial Advisors

CWS Financial Advisors is an Asset Manager.

## Overview

- **Organization type:** Asset Manager
- **Assets under management:** Undisclosed
- **Website:** https://cwsfinancial.com

## Regulatory record

- **CRD number:** 297000
- **SEC file number:** 801-113289
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/297000

## About

CWS Financial Advisors LLC is an SEC-registered investment adviser in Kalamazoo, MI, registered since 2018. The firm manages $1.3 billion in assets. It has 12 employees and 5 investment advisers.

## Questions

### Are there any regulatory flags for CWS Financial Advisors?

A search of the SEC and FINRA enforcement databases reveals no disclosed disciplinary actions, sanctions, or settlements involving CWS Financial Advisors. The absence of a negative record is neutral — it does not imply a positive compliance history, merely that the firm has not been the subject of a publicly resolved enforcement action. In the context of an otherwise invisible firm, even a clean record provides limited comfort.

## Related profiles

- [Hedged Private Wealth](https://altss.com/profile/hedged-private-wealth)

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Last updated: 2026-06-03T20:00:00.000Z

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