# Daiwa Asset Management (America) Ltd

Daiwa Asset Management (America) Ltd is a Bank / Wealth / Trust based in New York, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** New York, United States
- **Region:** North America
- **Address:** New York, United States
- **Founded:** 2011
- **Assets under management:** Undisclosed
- **Website:** https://www.daiwa-am.co.jp/
- **LinkedIn:** https://jp.linkedin.com/company/daiwa-asset-management

## Regulatory record

- **CRD number:** 126191
- **SEC file number:** 801-72608
- **Registration status:** APPROVED
- **Latest Form ADV filing:** 2026-03-20T05:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/126191

## About

Daiwa Asset Management (America) Ltd is an SEC-registered investment adviser in New York, NY, registered since 2011. The firm manages approximately $1.7 billion in assets. It has 12 employees and 7 investment advisers.

## Sectors

- Public Equities
- Fixed Income

## Questions

### Who makes investment decisions at Daiwa Asset Management (America) Ltd?

Ultimate investment authority rests with Daiwa Asset Management's Tokyo-based chief investment officer and portfolio management committees. The America entity functions as a research and execution outpost — its professionals recommend and transact in US securities but do not operate autonomous US-registered funds or separate institutional mandates.

### Does Daiwa Asset Management (America) Ltd accept direct mandates from US institutional investors?

No. The firm is structured as a sub-advisory and research affiliate serving the parent company's Tokyo-based pooled vehicles and institutional accounts. It does not independently solicit or manage assets for US pensions, endowments, or foundations.

### What asset classes does Daiwa Asset Management (America) Ltd cover?

The firm covers US public equities and US dollar-denominated fixed-income instruments, including investment-grade corporate bonds and US Treasury securities. These assets feed into Daiwa-managed funds and institutional mandates domiciled primarily in Japan. Alternative assets, private equity, and real estate fall outside this America entity's scope and are handled through separate Daiwa group subsidiaries or external partnerships.

### Does this entity have a separate brand or client-facing presence in the US?

No. The firm operates without a distinct US brand, client website, or direct distribution effort. Its presence exists primarily through regulatory filings — including Form ADV with the SEC — and the internal operational role it fills for Daiwa's Tokyo-based investment operations.

## Related profiles

- [Daishi Hokuetsu Bank](https://altss.com/profile/daishi-hokuetsu-bank)
- [Daiwa Capital Markets Europe](https://altss.com/profile/daiwa-capital-markets-europe)

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Last updated: 2026-06-03T20:00:00.000Z

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