# Daiwa Capital Markets Europe

Daiwa Capital Markets Europe is a Bank / Wealth / Trust based in London, United Kingdom.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** London, United Kingdom
- **Region:** Europe
- **Address:** King William Street, London, United Kingdom
- **Founded:** 1964
- **Assets under management:** Undisclosed
- **Website:** www.uk.daiwacm.com
- **LinkedIn:** https://www.linkedin.com/company/daiwa-capital-markets-europe-ltd

## Regulatory record

- **Reports private funds:** No

## About

Daiwa Capital Markets Europe is a London-based investment bank. It oversees approximately $583.67 million in assets, primarily in Europe.

## Sectors

- Financial Services
- Fixed Income
- Equities
- Derivatives
- Structured Products

## Offices

- Tokyo, Japan
- Hong Kong
- Singapore
- New York, USA
- Frankfurt, Germany

## People

- Seiji Nakata — President & CEO

## Questions

### What is Daiwa Capital Markets Europe's relationship to Daiwa Securities Group?

Daiwa Capital Markets Europe is the wholly-owned London subsidiary of Daiwa Securities Group, Japan's second-largest securities firm by revenue. It functions as the group's European wholesale hub, executing brokerage, market-making, and capital markets activities for institutional clients across the EMEA region. The entity is regulated by the FCA and reports consolidated results through the parent's Tokyo-listed financial statements.

### Who are the primary clients of Daiwa Capital Markets Europe?

The firm primarily serves two directional flows: European and Middle Eastern institutions buying Japanese securities, and Japanese institutional investors allocating to European credit, equity, and structured products. Its client base includes sovereign wealth funds, pension funds, insurance companies, and asset managers that value the group's domestic Japan access and balance sheet backing.

### What products make up the core of its trading and distribution platform?

Cash equities, fixed income, equity derivatives, and structured notes form the four principal dealing lines. The firm maintains recognized origination and distribution franchises for Japanese government bonds, convertible bonds, and European supranational debt placed into Japanese accounts. Its equity-linked desk also structures bespoke repackaged notes for European institutional buyers.

### How does the firm navigate post-Brexit regulatory requirements?

Daiwa Capital Markets Europe maintains its FCA authorization in London and accesses EU markets through equivalence arrangements or local subsidiary setups in Frankfurt and Dublin where required. The group has publicly affirmed its commitment to the London office as a global hub, even as it selectively adds front-office headcount in continental booking locations to ensure continuous client access.

### Does the firm manage third-party or proprietary investment funds?

Daiwa Capital Markets Europe does not operate as a fund manager. Its principal dealing model involves market-making and matched-principal brokerage rather than discretionary asset management. The broader Daiwa group operates separate asset management entities, including Daiwa Asset Management, which are distinct legal entities from the London broker-dealer.

### What is the scale of the firm's European research offering?

The firm's equity research team in London publishes on a select universe of Japanese large- and mid-cap names, with particular depth in automotive, technology, and consumer sectors where European institutional interest concentrates. Research is distributed as part of the wider brokerage service rather than offered on a standalone paid basis, and the desk is recognized for maintaining coverage through market cycles.

## Related profiles

- [Daiwa Asset Management (America) Ltd](https://altss.com/profile/daiwa-asset-management-america-ltd)
- [Daiwa House Industry Pension Fund](https://altss.com/profile/daiwa-house-industry-pension-fund)

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Last updated: 2026-06-03T20:00:00.000Z

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