# Daly Investment Management

Daly Investment Management is an Asset Manager based in Mount Prospect, United States.

## Overview

- **Organization type:** Asset Manager
- **Headquarters:** Mount Prospect, United States
- **Region:** North America
- **Address:** Conshohocken, PA, United States
- **Founded:** 1997
- **Assets under management:** Undisclosed
- **Website:** dalymanagement.com

## Regulatory record

- **CRD number:** 149980
- **SEC file number:** 801-136426
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/149980

## About

Daly Investment Management, LLC is an SEC-registered investment adviser in Mount Prospect, IL. The firm manages approximately $124 million in assets. It has 1 employee and 1 investment adviser.

## Sectors

- Financial Services

## People

- John P. Daly — Founder, CEO & Chief Investment Officer
- Matthew J. Daly — President & Portfolio Manager

## Questions

### Does the firm recommend proprietary products or earn commissions?

No. Daly Investment Management operates solely as a fee-only registered investment advisor (RIA), which legally obligates it to a fiduciary standard. The firm does not sell commissioned products, does not operate as a broker-dealer, and constructs portfolios using individual securities. This eliminates the conflict of interest inherent in hybrid RIA/broker-dealer platforms.

### What is the firm's succession plan?

The firm has a built-in succession structure through the father-son partnership between John and Matthew Daly. Matthew's role as President formalizes his position as the eventual successor, providing continuity for multi-generational client relationships. This internal transition plan reduces the risk of a disruptive sale to an outside aggregator.

### Where does the firm's client base concentrate geographically?

The firm is headquartered in Conshohocken, Pennsylvania, and serves clients centered in the Greater Philadelphia region, including the Pennsylvania and New Jersey suburbs. Its single-office structure reflects a deliberate focus on deep local relationships rather than national-scale marketing, and its municipal-bond expertise aligns with the tax sensitivities of Pennsylvania residents.

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Last updated: 2026-06-03T20:00:00.000Z

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