# Dan Hassey Investment Advisory

Dan Hassey Investment Advisory is an Asset Manager based in United States.

## Overview

- **Organization type:** Asset Manager
- **Headquarters:** United States
- **Region:** North America
- **Assets under management:** Undisclosed
- **Website:** danhasseyinvestmentadvisory.com
- **LinkedIn:** https://www.linkedin.com/company/dan-hassey-7a71301

## Regulatory record

- **CRD number:** 324462
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/324462

## About

DAN HASSEY INVESTMENT ADVISORY is a state-registered investment adviser. The firm manages approximately $2 million in regulatory assets. It has 1 employee and 1 investment adviser.

## People

- Dan Hassey — Founder

## Questions

### Is Dan Hassey Investment Advisory a registered investment advisor?

Based on its name and structure, the firm almost certainly operates as a state- or state-registered investment advisor (RIA), which is the standard regulatory designation for firms offering personalized portfolio management for a fee in the United States. Without a published ADV filing online, the exact registration status and any corresponding state regulator cannot be confirmed. Clients can verify active registration through the SEC's Investment Adviser Public Disclosure (IAPD) database.

### Who is responsible for investment decisions at the firm?

Dan Hassey, as founder and named principal, is the presumed lead for all investment policy, asset allocation, and security selection decisions. An eponymous firm of this size rarely delegates investment discretion to an unnamed committee or external model provider. The absence of a published team reinforces that the investment function is entirely centered on the founder.

### Where does the firm custody client assets?

The firm does not publish its custody arrangement, but standard practice for an independent RIA is to use a third-party qualified custodian such as Charles Schwab, Fidelity, or Pershing. This separation of custody from advisory ensures client assets are held independently and can be verified directly through the custodian's statements.

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Last updated: 2026-06-03T20:00:00.000Z

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