# Dividend Assets Capital

Dividend Assets Capital is an Asset Manager based in Ridgeland, United States.

## Overview

- **Organization type:** Asset Manager
- **Headquarters:** Ridgeland, United States
- **Region:** North America
- **Address:** Ridgeland, SC, United States
- **Founded:** 2013
- **Assets under management:** Undisclosed
- **Website:** dividendassets.com
- **LinkedIn:** https://www.linkedin.com/company/dividendassetscapital

## Regulatory record

- **CRD number:** 129973
- **SEC file number:** 801-62643
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/129973

## About

DIVIDEND ASSETS CAPITAL, LLC is an SEC-registered investment adviser in Ridgeland, SC, registered since 2004. The firm manages approximately $541 million in assets. It has 7 employees and 3 investment advisers.

## Sectors

- Financial Services
- Public Equities

## People

- C. Troy Shaver Jr. — Founder and CEO

## Questions

### Who makes investment decisions at Dividend Assets Capital?

C. Troy Shaver Jr., the founder and CEO, serves as the firm's primary portfolio manager and is responsible for all investment decisions. The firm's structure is lean, with Shaver at the center of the research and portfolio construction process. He draws on decades of experience in equity analysis and portfolio management, as reflected in his leadership of the DAC Dividend Growth Fund since its inception.

### Does the firm invest outside of public equities?

No. Dividend Assets Capital's stated strategy is exclusively focused on publicly traded dividend-growth equities. The firm does not manage fixed-income, private equity, real estate, or alternative investment strategies. An affiliate was cited in a 2023 SEC settlement related to third-party marketing materials for an outside real estate investment, but the firm itself had no direct management role in that product, and the matter did not involve the core equity strategy.

### What was the 2023 SEC administrative matter involving an affiliate?

In June 2023, the Securities and Exchange Commission announced a settlement with several entities, including an affiliate of Dividend Assets Capital, regarding compliance rule violations in connection with marketing materials for a real estate fund managed by an unaffiliated third party (per SEC release, 2023). The matter did not name C. Troy Shaver Jr. and did not involve the firm's core dividend-equity separate accounts or mutual fund. The affiliate paid a civil penalty and agreed to a censure without admitting or denying the findings.

## Related profiles

- [PRASSAS CAPITAL, LLC](https://altss.com/profile/prassas-capital-llc)

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Last updated: 2026-06-03T20:00:00.000Z

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