# DKCB Financial Advisors

DKCB Financial Advisors is an Asset Manager based in Rochester, United States.

## Overview

- **Organization type:** Asset Manager
- **Headquarters:** Rochester, United States
- **Region:** North America
- **Address:** New York, NY, United States
- **Founded:** 2015
- **Assets under management:** Undisclosed

## Regulatory record

- **CRD number:** 126493
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/126493

## About

DKCB Financial Advisors, LLC is a state-registered investment adviser in Rochester, NY. It has 14 employees and 14 investment advisers. The firm is based in Rochester.

## People

- David K. Chan — Founder & Managing Partner

## Questions

### How is DKCB Financial Advisors compensated?

DKCB is a fee-only registered investment adviser. This means it charges clients a percentage of assets under management or a fixed retainer, rather than receiving commissions from product sales. The structure removes transaction-linked incentives from the advisory relationship.

### Does DKCB manage a proprietary fund?

No. DKCB does not operate a proprietary investment fund. The firm allocates client capital to external managers and directly managed accounts. This avoids the structural conflict that emerges when an adviser also serves as a fund manager.

### How does DKCB source its investment managers?

DKCB describes a network-driven sourcing model, selecting external managers through professional relationships rather than public databases or quantitative screens. The firm's New York base places it within direct reach of a wide universe of alternative and institutional managers.

### Who makes the final allocation decision?

David K. Chan, as founder and managing partner, has final authority over all investment recommendations and portfolio allocations. The firm's SEC filing does not list any additional investment committee members.

## Related profiles

- [Robert L. Kristel, C.P.A., P.C.](https://altss.com/profile/robert-l-kristel-cpa-pc)
- [Prudent Investment Advisors](https://altss.com/profile/prudent-investment-advisors-inc)

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Last updated: 2026-06-03T20:00:00.000Z

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