# Drake & Associates

Drake & Associates is a Bank / Wealth / Trust based in Waukesha, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Waukesha, United States
- **Region:** North America
- **Address:** Waukesha, WI, United States
- **Assets under management:** Undisclosed
- **Website:** drakeandassociates.com

## Regulatory record

- **CRD number:** 154854
- **SEC file number:** 801-115301
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/154854

## About

Drake & Associates is an SEC-registered investment adviser in Waukesha, WI, registered since 2019. The firm manages $607 million in assets. It has 36 employees and 13 investment advisers.

## Sectors

- Wealth Management

## People

- Tony Drake — CEO

## Questions

### What is Tony Drake's investment philosophy?

Tony Drake emphasizes retirement-income reliability over benchmark-relative performance. His approach prioritizes capital preservation, inflation-hedged withdrawal strategies, and tax-efficient distribution sequencing. Portfolio construction integrates equities for growth, fixed income for stability, and insurance products where guaranteed income floors are appropriate — all coordinated to meet specific client retirement-liability schedules rather than generic risk-tolerance models.

### Does Drake & Associates operate as a fiduciary?

Yes. Drake & Associates is structured as a registered investment adviser, which imposes a fiduciary duty requiring the firm to act in its clients' best interests at all times. This legal standard means the firm's advisors must disclose conflicts, avoid self-dealing, and recommend only those products and strategies that serve client goals rather than generating commissions or sales incentives.

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Last updated: 2026-06-03T20:00:00.000Z

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