# Duffield Financial Group

Duffield Financial Group is a RIA based in San Rafael, United States.

## Overview

- **Organization type:** RIA
- **Headquarters:** San Rafael, United States
- **Region:** North America
- **Address:** San Rafael, California, United States
- **Founded:** 1993
- **Assets under management:** Undisclosed
- **Website:** duffieldfinancialgroup.com

## Regulatory record

- **CRD number:** 117464
- **SEC file number:** 801-60829
- **Registration status:** Registered
- **Latest Form ADV filing:** 2026-03-31T00:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/117464

## About

DUFFIELD FINANCIAL GROUP is an SEC-registered investment adviser. It has 1 employee and 1 investment adviser. The firm is based in — a single location.

## Sectors

- Real Estate
- Private Credit
- Infrastructure
- Healthcare Services
- Enterprise Software

## People

- David Duffield — Founder
- John Duffield — President
- Cheryl Duffield — Vice President

## Questions

### Does Duffield Financial Group participate in fund commitments or only direct deals?

The firm primarily makes direct investments but also commits to select private credit funds and real estate partnerships. It has co-invested alongside Benefit Street Partners and other institutional managers (per 2023 report).

### How is David Duffield's wealth origin relevant to the firm's investment strategy?

David Duffield built his fortune through enterprise software — co-founding PeopleSoft in 1987 (sold to Oracle in 2005 for $10.3B) and Workday in 2005 (IPO in 2012). This background shapes the office's comfort with enterprise software investments, though its current allocation skews toward real estate and private credit rather than technology.

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- [Creative Funding Corporation](https://altss.com/profile/creative-funding-corporation)
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Last updated: 2026-07-06T01:24:15.585Z

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