Multi-Family OfficeRIA · CRD 157433SEC-RegisteredPrivate Fund Adviser

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East Rock Capital

East Rock Capital was established in 2006 by the Miller family, founders of Lennar Corporation, as a vehicle to manage their wealth. It has since expanded to...

East Rock Capital logo

East Rock Capital

East Rock Capital was established in 2006 by the Miller family, founders of Lennar Corporation, as a vehicle to manage their wealth. It has since expanded to serve additional entrepreneurial families while retaining its New York headquarters. The firm deploys capital through direct co-investments, SPVs, fund-of-funds commitments and hedge fund allocations. Confirmed positions include stakes in real estate assets such as Viceroy L'Ermitage Beverly Hills and mixed-use projects in Puerto Rico. It also participates in private equity and structured credit opportunities across North America and select international markets. Geographic reach centers on the United States with additional exposure through external managers. East Rock maintains a team that includes Adam Shapiro, Graham Duncan, Shaun Robert Getchell and Patrick Andersen. It operates affiliated vehicles including East Rock Focus Fund Management, LLC and holds leased offices in Charlotte and Miami. Philanthropic activity includes major support for God’s Love We Deliver and Mount Sinai Health System. In 2023 the firm participated in a StepStone Limited Partner working group on responsible investment in private equity. East Rock’s structure centers on a core ownership entity, ER ACQUISITION, LLC, controlled by the ADAM SHAPIRO 2007 TRUST. This setup separates the founding Miller capital from subsequent client relationships while allowing the firm to act as primary backer for managers such as EOS Investors.

General information

Firm type

Multi Family Office

Year founded

2006

AUM

Undisclosed

Location

Region

North America

Country

United States

City

New York

Corporate office

New York, New York, United States

Additional offices

Charlotte, NC, United States · Miami, FL, United States

Principals

Adam Shapiro

Key Principal

Patrick Andersen

Partner

Michael Marks

Senior Advisor

Altss tracks 2 additional named team members for this firm — including direct investment leads, IR, and operating principals not listed on the public website.

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Sector focus

Private EquityReal EstateHedge Funds

Frequently asked questions

Who runs investment decisions at East Rock Capital?

Adam Shapiro and Graham Duncan serve as key principals. Shaun Robert Getchell holds the roles of Chief Compliance Officer, Chief Operating Officer and General Counsel.

How does East Rock Capital source proprietary deal flow?

The firm leverages relationships with seeded managers and co-investors. It backed EOS Investors as primary investor and maintains ties to operators such as Stu Sternberg.

Is East Rock Capital structured as a single family office or does it operate more like a venture firm?

It functions as a multi-family office. The firm serves the Miller family and additional entrepreneurial families through a mix of direct investments and external manager relationships.

Does East Rock Capital participate in fund commitments or only direct deals?

It uses both approaches. Allocations include fund-of-funds commitments alongside direct co-investments and SPVs.

What investment stages does East Rock Capital typically target?

The firm focuses on buyout and growth capital opportunities within private equity. It also allocates to real estate and hedge fund strategies.

Where does the underlying wealth come from?

The founding capital originated with the Miller family through its ownership of Lennar Corporation. Subsequent clients include other entrepreneurial families.

Does East Rock Capital maintain philanthropic structures, and how are they separated?

It operates the East Rock Charitable Fund, L.P. and supports organizations including God’s Love We Deliver and Mount Sinai Health System. These activities sit alongside but separate from investment operations.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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