# EF Hutton Fund Management

EF Hutton Fund Management is an Asset Manager based in Duxbury, United States.

## Overview

- **Organization type:** Asset Manager
- **Headquarters:** Duxbury, United States
- **Region:** North America
- **Address:** New York, NY, United States
- **Assets under management:** Undisclosed
- **Website:** efhuttongroup.com
- **LinkedIn:** https://www.linkedin.com/company/efhuttongroup

## Regulatory record

- **CRD number:** 327556
- **SEC file number:** 802-128774
- **Registration status:** Registered
- **Reports private funds:** Yes
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/327556

## About

EF HUTTON FUND MANAGEMENT LLC is an exempt reporting adviser based in Duxbury, MA. The firm is led by experienced investment professionals. It manages various investment strategies.

## Sectors

- Investment Banking
- Private Capital Markets

## People

- Joseph Rallo — Chief Executive Officer

## Questions

### Who runs investment decisions at EF Hutton Fund Management?

Joseph Rallo serves as the CEO of EF Hutton and has been the primary corporate officer shaping the firm's direction since the brand's revival in 2021. Rallo operates as the strategic lead, defining the firm's focus on SPACs, public offerings, and private placements in the mid-market tier. The firm's broker-dealer operations, now consolidated under EF Hutton LLC, remain under his purview.

### Does EF Hutton participate in fund commitments or only direct deals?

The firm operates primarily as an intermediary, not as a principal investor. Its core activity involves facilitating direct capital raises — including IPOs, SPAC IPOs, and private placements — for issuers rather than committing its own balance sheet to fund commitments or direct equity investments in operating companies.

### How did the modern EF Hutton relate to the original brokerage?

The modern EF Hutton has no continuity of ownership with the original EF Hutton & Co., founded in 1904 and dissolved after Shearson Lehman Brothers acquired it in 1988. The new firm licensed the dormant brand and relaunched in 2021, operating as a specialist in middle-market capital raises and SPACs rather than the mass-retail brokerage business that made the original name famous.

### What is EF Hutton's known posture on co-investments alongside external GPs?

As an investment bank, EF Hutton does not publicly disclose a fund vehicles program or co-investment strategy alongside external general partners. Its disclosed activities center on acting as an underwriter and placement agent, not as a limited partner or co-investor in sponsored funds.

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Last updated: 2026-08-14T12:30:00.000Z

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