# EFM Investments & Advisory

EFM Investments & Advisory is a RIA.

## Overview

- **Organization type:** RIA
- **Assets under management:** Undisclosed

## Regulatory record

- **CRD number:** 339744
- **SEC file number:** 801-135239
- **Registration status:** Registered
- **Reports private funds:** Yes
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/339744

## About

EFM Investments & Advisory LLC is an SEC-registered investment adviser in Portland, OR, registered since 2026. The firm manages $680 million in assets, $235 million on a discretionary basis. It has 13 employees and 5 investment advisers.

## Questions

### Does EFM manage outside capital or act as an RIA?

No. EFM does not appear in SEC investment-adviser registration records and has no public marketing materials, pooled vehicle filings, or client-acquisition footprint. For allocators conducting manager searches, EFM is not an accessible counterparty — it is a private investment entity managing internal capital.

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- [Awaken Financial Designs](https://altss.com/profile/awaken-financial-designs-llc)
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Last updated: 2026-07-06T01:24:15.808Z

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