# EKS Associates

EKS Associates is a Bank / Wealth / Trust based in Princeton, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Princeton, United States
- **Region:** North America
- **Address:** Princeton, NJ, United States
- **Founded:** 1996
- **Assets under management:** Undisclosed
- **Website:** eksassociates.com
- **LinkedIn:** https://www.linkedin.com/company/eks-associates

## Regulatory record

- **CRD number:** 169687
- **SEC file number:** 801-80182
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/169687

## About

Founded in 2013, EKS Associates set up in Princeton, New Jersey, serving a client base that spans individuals, high-net-worth families, trusts, and corporations. The firm operates as a registered investment advisor, which places it under a fiduciary duty to clients — a structural commitment that distinguishes it from broker-dealer models where the suitability standard applies. EKS Associates' proximity to the New York-to-Philadelphia corridor situates it within a dense pool of concentrated wealth, though the firm itself maintains a deliberately narrow public footprint. The firm's service stack includes investment advisory, asset management, financial planning, and portfolio management. EKS Associates constructs portfolios across equities, fixed income, and alternative assets, though no specific fund structures or co-investment vehicles have been publicly detailed. Geographic coverage is centered on the US Northeast, consistent with a relationship-driven advisory practice. EKS Associates has not publicly disclosed its assets under management, total deployment, or team headcount. The firm operates from a single office in Princeton. No adjacent philanthropic vehicles, real-asset arms, or operating businesses have been identified in the public record. As of mid-2026, no dated operational events from the prior 24 months — such as leadership transitions, strategy shifts, or fund launches — are verifiable through public filings, regulatory disclosures, or the firm's own communications. What structurally differentiates EKS Associates is its posture as an independent RIA in a Princeton submarket where many competing advisory shops are either bank-affiliated or part of national aggregator platforms.

## Sectors

- Private Wealth Management
- Financial Services

## Questions

### What is the regulatory standing of EKS Associates?

EKS Associates is a US-registered investment advisor under the Investment Advisers Act of 1940. As an RIA, the firm is subject to SEC or state-level examination, custody rules, and recordkeeping requirements, and it operates under a fiduciary standard that requires it to act in clients' best interests. The firm's Princeton, New Jersey, domicile places it within SEC jurisdiction. No disciplinary disclosures have been identified in the public record.

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Last updated: 2026-08-11T02:43:31.692Z

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