# Eliot Rose Wealth Management

Eliot Rose Wealth Management is a Bank / Wealth / Trust based in Providence, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Providence, United States
- **Region:** North America
- **Address:** West Warwick, RI, United States
- **Founded:** 2002
- **Assets under management:** Undisclosed
- **Website:** eliotrose.com
- **LinkedIn:** https://www.linkedin.com/company/eliotrosewealth

## Regulatory record

- **CRD number:** 120465
- **SEC file number:** 801-121354
- **Registration status:** APPROVED
- **Latest Form ADV filing:** 2026-02-11T06:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/120465

## About

Eliot Rose Wealth Management was established in 2002 in West Warwick, Rhode Island, as a registered investment advisor. The firm serves a mix of individual investors, high-net-worth households, and small business entities, offering integrated financial planning alongside discretionary asset management. Its founding predates the post-2008 wave of breakaway brokers, placing it among the earlier cohort of independent advisory practices in southern New England. The firm's investment approach centers on constructing portfolios from third-party funds and individual securities, tailored to client balance sheets rather than pooled vehicle mandates. Eliot Rose does not sponsor proprietary funds or engage in direct private investments; its menu spans equities, fixed income, and mutual fund allocations, with client assets custodied at independent platforms. The geographic footprint is concentrated in Rhode Island and adjacent southeastern Massachusetts, reflecting a local advisory model without satellite offices. Team composition and assets under management are not publicly disclosed. The firm maintains a low public profile, with no known venture, philanthropic foundation, or family office adjacency. No operational changes or personnel moves have been reported in the past 24 months in available public filings or financial press. Eliot Rose's structural differentiator is its longevity as a single-office RIA in a secondary New England market. While the industry has consolidated around aggregator platforms and national brands, the firm has remained independent for over two decades, serving a localized client base without scaling through acquisitions or tuck-in advisors. This persistence offers a case study in the endurance of micro-RIA economics, though it limits the firm's visibility to institutional allocators.

## Questions

### What services does Eliot Rose Wealth Management offer?

Eliot Rose provides investment advisory services including financial planning and discretionary asset management, according to its public regulatory filings. The firm serves individuals, high-net-worth households, and business entities. It constructs portfolios using third-party funds and individual securities, and does not operate proprietary investment products.

### Who founded Eliot Rose Wealth Management?

The firm's founding principal is not publicly named in available regulatory records or media coverage. Eliot Rose was established in 2002 in West Warwick, Rhode Island, but the firm has maintained a low public profile without identifying individual owners or key investment personnel in accessible disclosures.

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Last updated: 2026-08-11T02:43:31.692Z

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