# Ellerbrock-Norris Wealth Strategies

Ellerbrock-Norris Wealth Strategies is a Bank / Wealth / Trust based in Omaha, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Omaha, United States
- **Region:** North America
- **Address:** Omaha, NE, United States
- **Founded:** 2007
- **Assets under management:** Undisclosed
- **Website:** ellerbrock-norris-ws.com
- **LinkedIn:** https://www.linkedin.com/company/ellerbrock-norris-wealth-strategies

## Regulatory record

- **CRD number:** 295099
- **SEC file number:** 801-132779
- **Registration status:** APPROVED
- **Latest Form ADV filing:** 2026-02-17T06:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/295099

## About

Ellerbrock-Norris Wealth Strategies launched in Omaha, Nebraska, in 2007 under co-founders Todd Ellerbrock and Matt Norris. The firm operates as a registered investment advisor focused on private wealth and retirement-plan consulting. Its client base is concentrated among individuals, high-net-worth families, and retirement-plan sponsors in the Great Plains and Midwest regions. The firm's strategy centers on traditional multi-asset-class portfolio construction for long-term wealth accumulation and preservation. Allocations span US and international equities, taxable and municipal fixed income, and retirement-plan fiduciary services — rather than direct private-company investing, venture capital, or real asset acquisition. The advisory model emphasizes financial planning, asset allocation, and ongoing plan consulting for 401(k) and similar defined-contribution vehicles. Ellerbrock-Norris maintains a single office in Omaha. The firm has not publicly disclosed total assets under management or client count. Its regulatory filings as a registered investment advisor with the SEC provide the primary window into its structure — confirming the firm's posture as a fee-based advisory practice rather than a multi-family office or institutional asset manager. The firm does not operate adjacent vehicles such as philanthropic foundations, real-estate arms, or club-investment networks. Structurally, the firm's distinction is its market position as an independent RIA in a city dominated by insurance and wirehouse-wealth management — operating without proprietary product sales, which contrasts with the branch-office model common among the large financial institutions headquartered in Omaha's financial ecosystem.

## Sectors

- Wealth Management

## People

- Todd Ellerbrock — Founder and Wealth Advisor
- Matt Norris — Wealth Advisor

## Questions

### What services does Ellerbrock-Norris Wealth Strategies provide?

The firm offers investment management, retirement-plan consulting, and comprehensive financial planning primarily for individuals, high-net-worth families, and retirement-plan sponsors. Its service model includes portfolio design across equities and fixed income, 401(k) fiduciary support, and ongoing plan administration consulting. The firm does not market proprietary products, operating instead as a fee-based RIA.

### Does Ellerbrock-Norris make direct private-company investments or participate in venture capital?

Ellerbrock-Norris has not publicly disclosed any direct private-company, venture-capital, or private-equity investments. The firm's strategy centers on public-market securities, fixed-income instruments, and retirement-plan advisory work. Its regulatory profile does not indicate a venture-capital or direct-investment mandate.

### How is Ellerbrock-Norris compensated?

As a registered investment advisor, the firm operates on a fee-based model, charging clients directly for advisory services rather than relying on commissions from proprietary product sales. Its SEC filings confirm this structure, which distinguishes it from commission-driven brokerage models common among insurance-owned wealth practices. Specific fee schedules are not publicly posted.

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Last updated: 2026-06-03T20:00:00.000Z

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