# Ellis Financial Solutions

Ellis Financial Solutions is an Asset Manager based in Longmont, United States.

## Overview

- **Organization type:** Asset Manager
- **Headquarters:** Longmont, United States
- **Region:** North America
- **Address:** Little Rock, AR, United States
- **Assets under management:** Undisclosed
- **Website:** ellisfinancialsolutions.com

## Regulatory record

- **CRD number:** 337847
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/337847

## About

Ellis Financial Solutions LLC is a state-registered investment adviser in Longmont, CO. It has one employee and one investment adviser. The firm is based in Colorado.

## Sectors

- Wealth Management
- Retirement Planning

## People

- Jay Ellis — Founder and CEO

## Questions

### Who runs investment decisions at Ellis Financial Solutions?

Jay Ellis, the firm's founder and CEO, functions as the primary investment adviser and decision-maker. The firm operates as a solo-advisor practice, meaning portfolio construction, manager selection, and client asset allocation all route through Ellis. There is no separate investment committee.

### What investment vehicles does Ellis Financial Solutions use?

The firm builds portfolios primarily from mutual funds and exchange-traded funds, combined with fixed-income holdings like individual bonds or bond funds. It does not pursue direct private company investments, venture capital, or hedge fund placements. Client portfolios stay within publicly traded, liquid securities.

### Is Ellis Financial Solutions a fiduciary?

As a registered investment advisor, the firm operates under a fiduciary standard, meaning it is legally obligated to place client interests ahead of its own. It is a fee-based practice, not a broker-dealer, which removes commission-driven conflicts from the advisory relationship.

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- [Ell Wess Advisors](https://altss.com/profile/ell-wess-advisors)
- [Elm Street Technology](https://altss.com/profile/elm-street-technology)

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Last updated: 2026-06-03T20:00:00.000Z

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