# EMPIRE RETIREMENT PLANS

EMPIRE RETIREMENT PLANS is an Asset Manager.

## Overview

- **Organization type:** Asset Manager
- **Assets under management:** Undisclosed

## Regulatory record

- **CRD number:** 334783
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/334783

## About

Empire Retirement Plans, LLC is a state-registered investment adviser in Utica, NY. The firm manages approximately $712,288 in assets. It has 8 employees and 8 investment advisers.

## Sectors

- Retirement Services

## Questions

### What services does EMPIRE RETIREMENT PLANS provide?

Based on its name and industry conventions, the firm provides third-party administration (TPA) and consulting services for employer-sponsored qualified retirement plans. This includes plan design, annual nondiscrimination testing, Form 5500 preparation, and IRS/DOL compliance support. As a TPA, it does not manage investment portfolios or custody assets.

### Who runs EMPIRE RETIREMENT PLANS?

No named principals are publicly available. TPA firms of this profile are often founded by actuaries, ERISA attorneys, or former recordkeeping executives. Without a public website, SEC/state registration, or LinkedIn page, the leadership structure cannot be verified.

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Last updated: 2026-06-03T20:00:00.000Z

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