# ENGAGE Wealth Advisors ENGAGE Wealth Advisors is a Multi Family Office based in Overland Park, United States. ## Overview - **Organization type:** Multi Family Office - **Headquarters:** Overland Park, United States - **Region:** North America - **Address:** San Juan, Puerto Rico, United States - **Assets under management:** $500M - $1B (Altss estimate) - **Website:** engagewealthadvisors.com ## Regulatory record - **CRD number:** 289996 - **Registration status:** Registered - **Reports private funds:** No - **IAPD record:** https://adviserinfo.sec.gov/firm/summary/289996 ## About ENGAGE WEALTH ADVISORS, LLC is an SEC-registered investment adviser in OVERLAND PARK, KS. The firm manages $112 million in assets, $44 million on a discretionary basis. It has 5 employees and 3 investment advisers. ## Sectors - Wealth Management - Private Client Services ## People - Luis Rivera — Chief Executive Officer - Wendy Rivera — Chief Operating Officer ## Questions ### Who runs investment decisions at ENGAGE Wealth Advisors? Luis Rivera, the founder and CEO, leads the investment committee alongside the firm's internal portfolio management team. The firm emphasizes a collaborative structure where portfolio construction includes input from in-house CPA and legal professionals, reflecting a multi-disciplinary approach rather than a single CIO-led model. ### What makes ENGAGE's advisor structure different from a typical RIA? ENGAGE was built around an integrated attorney-CPA-and-advisor service model, which means estate planning and tax compliance are handled in-house rather than outsourced to external professionals. This hybrid structure is rare in the RIA channel, where most firms maintain a strict separation between investment advisory, legal, and accounting services. For Puerto Rico-based families with exposure to both IRS and local Hacienda tax rules, that integration can materially affect after-tax portfolio returns. ### How does the firm handle Puerto Rico's Act 60 tax-incentive clients? ENGAGE has developed specific expertise in portfolio construction for individuals and businesses operating under Puerto Rico's export-services and individual investor tax incentive programs. The firm manages taxable and tax-exempt fixed-income allocations with attention to compliance requirements, structuring portfolios that accommodate the income-sourcing and residency rules these incentives require, alongside standard US tax considerations for mainland-sourced income. ### Does ENGAGE offer proprietary investment products or funds? No. ENGAGE is a fee-only RIA and does not manufacture or distribute proprietary investment products. The firm constructs client portfolios using third-party custodians and open-architecture investment vehicles, including individual securities, ETFs, mutual funds, interval funds, and private placement structures. This separates the advisory function from any product-manufacturing conflict. ### Which custodians does ENGAGE use? The firm is multi-custodial, working primarily with Fidelity Institutional and Charles Schwab's custody platform. Fixed-income execution and special situations outside the standard custodial framework are run through separate brokerage relationships, giving the firm flexibility in sourcing individual bonds and bespoke credit exposures. ### How is ENGAGE's client base concentrated? The client base is heavily concentrated among business owners, professionals, and multi-generational families in the San Juan metropolitan area. The firm does not operate a mass-affluent retail practice; its multi-disciplinary tax-and-legal service model targets clients with complex estate-planning needs and cross-jurisdictional tax exposure, which naturally limits the pool to higher-net-worth households. ### Is ENGAGE part of a larger financial institution or aggregator? No. ENGAGE was founded as a breakaway from UBS by Luis and Wendy Rivera and has remained independent since inception. The firm has not been acquired by a roll-up or private-equity-backed aggregator, and it does not operate as a franchise within a larger advisory network. It is a fully autonomous, privately held practice. ## Related profiles - [Millennial Wealth](https://altss.com/profile/millennial-wealth) - [GUARANTY FINANCE MANAGEMENT LLC](https://altss.com/profile/guaranty-finance-management-llc) --- Last updated: 2026-07-06T01:24:16.022Z Canonical page: https://altss.com/profile/engage-wealth-advisors-llc Maintained by Altss — https://altss.com — methodology: https://altss.com/methodology