Multi-Family OfficeRIA · CRD 148703SEC-Registered

Updated:

Erben Associates

Erben Associates was established in 1992 by Jim Erben after he developed a succession-planning and wealth-advisory practice. The firm operates as a...

Erben Associates logo

Erben Associates

Erben Associates was established in 1992 by Jim Erben after he developed a succession-planning and wealth-advisory practice. The firm operates as a multi-family office that serves privately owned businesses across the United States with coordinated exit, insurance, and investment services. The firm allocates across private equity, fund-of-funds structures, and direct buyout opportunities. It maintains confirmed exposure to enterprise software and media and entertainment sectors. Geographic reach centers on North America. No specific portfolio company holdings or co-investors are publicly named. The Austin headquarters houses eleven listed professionals. A 2025 partnership with UFC4Wealth extended succession services into the Miami market. Juan Herrera joined as Investment Operations & Strategy Manager in April 2026. The firm holds membership in Vistage International through Jim Erben. Erben Associates integrates M&A advisory directly into its wealth platform rather than outsourcing transaction work. This structure allows the same team that designs succession plans to execute ownership transfers and manage resulting liquidity.

General information

Firm type

Multi Family Office

Year founded

1992

Location

Region

North America

Country

United States

City

Austin

Corporate office

Austin, TX, United States

Principals

Jim Erben

President

Sector focus

Media & EntertainmentEnterprise SoftwarePrivate Equity

Frequently asked questions

Who runs investment decisions at Erben Associates?

Jim Erben serves as President and leads the firm. Dan McGovern acts as Director of Managed Assets and Juan Herrera serves as Investment Operations & Strategy Manager.

How does Erben Associates source proprietary deal flow?

The firm generates flow through its succession and exit-planning engagements with business owners. Direct relationships with clients supply opportunities for both advisory mandates and investment deployment.

Does Erben Associates participate in fund commitments or only direct deals?

The firm uses both fund-of-funds commitments and direct private equity investments. Confirmed investment types include fund-of-funds and private equity.

What investment stages does Erben Associates typically target?

The firm focuses on buyout transactions. It deploys capital into ownership transitions that align with client succession timelines.

Where does the underlying wealth come from?

Erben Associates advises families whose primary wealth derives from ownership of privately held operating businesses. No single founding family fortune is disclosed.

How is Erben Associates related to UFC4Wealth?

The two firms formed a partnership in 2025 to extend exit and succession planning services into the Miami market.

Does Erben Associates maintain philanthropic structures?

Jim Erben participates in the Sigma Chi Foundation and the firm offers Financial Management 101 Giveback Courses. These activities sit alongside the core advisory business.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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