# Erben Associates

Erben Associates is a Multi Family Office based in Austin, United States.

## Overview

- **Organization type:** Multi Family Office
- **Headquarters:** Austin, United States
- **Region:** North America
- **Address:** Austin, TX, United States
- **Founded:** 1992
- **Assets under management:** $335 million (Altss estimate)
- **Website:** erbenassociates.com
- **LinkedIn:** https://www.linkedin.com/company/erben-associates

## Regulatory record

- **CRD number:** 148703
- **SEC file number:** 801-114578
- **Registration status:** APPROVED
- **Latest Form ADV filing:** 2026-03-25T05:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/148703

## About

Erben Associates was established in 1992 by Jim Erben after he developed a succession-planning and wealth-advisory practice. The firm operates as a multi-family office that serves privately owned businesses across the United States with coordinated exit, insurance, and investment services. The firm allocates across private equity, fund-of-funds structures, and direct buyout opportunities. It maintains confirmed exposure to enterprise software and media and entertainment sectors. Geographic reach centers on North America. No specific portfolio company holdings or co-investors are publicly named. The Austin headquarters houses eleven listed professionals. A 2025 partnership with UFC4Wealth extended succession services into the Miami market. Juan Herrera joined as Investment Operations & Strategy Manager in April 2026. The firm holds membership in Vistage International through Jim Erben. Erben Associates integrates M&A advisory directly into its wealth platform rather than outsourcing transaction work. This structure allows the same team that designs succession plans to execute ownership transfers and manage resulting liquidity.

## Sectors

- Media & Entertainment
- Enterprise Software
- Private Equity

## People

- Jim Erben — President

## Questions

### Who runs investment decisions at Erben Associates?

Jim Erben serves as President and leads the firm. Dan McGovern acts as Director of Managed Assets and Juan Herrera serves as Investment Operations & Strategy Manager.

### How does Erben Associates source proprietary deal flow?

The firm generates flow through its succession and exit-planning engagements with business owners. Direct relationships with clients supply opportunities for both advisory mandates and investment deployment.

### Does Erben Associates participate in fund commitments or only direct deals?

The firm uses both fund-of-funds commitments and direct private equity investments. Confirmed investment types include fund-of-funds and private equity.

### What investment stages does Erben Associates typically target?

The firm focuses on buyout transactions. It deploys capital into ownership transitions that align with client succession timelines.

### How is Erben Associates related to UFC4Wealth?

The two firms formed a partnership in 2025 to extend exit and succession planning services into the Miami market.

## Related profiles

- [Compagnie Lebon](https://altss.com/profile/compagnie-lebon)
- [LG Capital Investors](https://altss.com/profile/lg-capital-investors-lawrence-guffey-family-office)

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Last updated: 2026-06-03T20:00:00.000Z

Canonical page: https://altss.com/profile/erben-associates-llc

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