# F.L.Putnam

F.L.Putnam is a Bank / Wealth / Trust based in Lynnfield, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Lynnfield, United States
- **Region:** North America
- **Address:** Portland, ME, United States
- **Founded:** 1984
- **Assets under management:** Undisclosed
- **Website:** https://www.flputnam.com
- **LinkedIn:** https://www.linkedin.com/company/f-l-putnam-investment-management-company

## Regulatory record

- **CRD number:** 106223
- **Registration status:** APPROVED
- **Latest Form ADV filing:** 2026-04-10T05:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/106223

## About

Founded in Portland, Maine, F.L.Putnam Investment Management operates as an asset owner and wealth manager under the leadership of CEO Tom Manning. The firm functions within the bank/wealth/trust channel, providing investment management and advisory services to institutions and private clients. Its independence from a parent bank shapes an advisory posture focused on manager selection and portfolio construction rather than captive product distribution. F.L.Putnam's investment approach emphasizes diversified multi-asset class portfolios constructed through external manager selection. The firm deploys capital across public equities, fixed income, and alternative investments, acting as an allocator rather than a direct investor. Manager due diligence and ongoing monitoring form the core of its investment process, with a focus on identifying managers who can deliver consistent risk-adjusted returns. The firm serves clients predominantly in the Northeastern United States, with a concentration in the New England region. With reported assets under advisement of approximately $6.1 billion, F.L.Putnam maintains its headquarters in Portland, Maine. The firm operates without additional offices, reflecting a concentrated regional model. As a wealth manager without a family-office lineage, F.L.Putnam draws its client base from individuals, families, and institutional accounts rather than a single wealth-creation event. The firm's scale places it among the larger independent advisory practices in Northern New England, though it competes with both regional banks and national platforms. F.L.Putnam's structural differentiator lies in its posture as a pure intermediary — an independent evaluator of external managers without proprietary funds to cross-sell. This architecture allows the firm to maintain alignment with client interests in manager selection, free from the conflicts that arise when advisory and product-manufacturing functions coexist. The firm's governance as a privately held, employee-owned or partnership-structured entity reinforces this fiduciary stance, though specific ownership details remain undisclosed.

## People

- Tom Manning — CEO

## Questions

### Does F.L.Putnam manage proprietary investment funds?

No, F.L.Putnam's model is built on evaluating and selecting third-party investment managers rather than manufacturing its own proprietary funds. This architecture allows the firm to avoid conflicts between product distribution and advisory objectivity, positioning it as a fiduciary intermediary focused on manager research and portfolio allocation.

### What is F.L.Putnam's scale and reach?

F.L.Putnam reports approximately $6.1 billion in assets under advisement, making it one of the larger independent advisory firms in Northern New England. It operates from a single headquarters in Portland, Maine, with no additional offices, reflecting a focused regional model rather than a national footprint.

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Last updated: 2026-08-10T19:36:47.593Z

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