# Fairlead Asset Management

Fairlead Asset Management is an Asset Manager based in Greenwich, United States.

## Overview

- **Organization type:** Asset Manager
- **Headquarters:** Greenwich, United States
- **Region:** North America
- **Address:** Stamford, CT, United States
- **Founded:** 2018
- **Assets under management:** Undisclosed
- **Website:** fairleadfunds.com
- **LinkedIn:** https://www.linkedin.com/company/katie-stockton-cmt-92b47b7

## Regulatory record

- **CRD number:** 297384
- **SEC file number:** 801-122857
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/297384

## About

FAIRLEAD ASSET MANAGEMENT LLC is an SEC-registered investment adviser in GREENWICH, CT, registered since 2021. The firm manages approximately $272 million in assets. It has 4 employees and 3 investment advisers.

## Sectors

- Hedge Funds

## People

- Katie Stockton — Founder and Managing Partner

## Questions

### Who makes investment decisions at Fairlead Asset Management?

Founder Katie Stockton directs all investment decisions and research. She developed the firm's proprietary technical framework over two decades as Chief Technical Strategist at firms including BTIG and MKM Partners. Her daily market notes and model guidance drive the signals that govern Fairlead's ETF portfolios.

### How does Fairlead's approach differ from a traditional long/short equity hedge fund?

Fairlead uses purely technical, price-based inputs rather than fundamental company analysis. Its models scan momentum, moving-average relationships, and relative strength across sectors or asset classes to determine allocations. Portfolios can shift entirely to defensive positioning — including cash equivalents — during broad market downturns, prioritizing capital preservation over tracking any benchmark.

### What investment strategies does Fairlead offer?

The firm's flagship is the Fairlead Tactical Sector ETF (TACK), which rotates across US equity sectors and defensive assets using technical signals. A companion product applies similar rules to a multi-asset universe of ETFs. Fairlead also licenses model portfolios and offers tactical overlay services for financial advisors managing client accounts.

### Is Fairlead accessible to retail investors, or is it only for institutions?

Fairlead structures its strategies as exchange-traded funds, which can be bought and sold through any brokerage account. The ETF wrapper makes its systematic technical approach available to both individual investors and institutional allocators on identical terms, with daily liquidity and transparent holdings.

### What is Katie Stockton's professional background?

Stockton began her career in technical analysis at Wit SoundView, later joined MKM Partners, and spent more than seven years as Chief Technical Strategist at BTIG before founding Fairlead in 2018. She is a Chartered Market Technician and has been a regular contributor to CNBC and Barron's on market-timing and sector-rotation topics.

## Related profiles

- [Fortify Wealth](https://altss.com/profile/fortify-wealth-inc)

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Last updated: 2026-06-03T20:00:00.000Z

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