# Faulkner Financial Planning

Faulkner Financial Planning is an Asset Manager based in United States.

## Overview

- **Organization type:** Asset Manager
- **Headquarters:** United States
- **Region:** North America
- **Assets under management:** Undisclosed

## Regulatory record

- **CRD number:** 166337
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/166337

## About

Faulkner Financial Planning, LLC is a state-registered investment adviser in Cameron Park, CA. The firm manages approximately $11 million in regulatory assets. It has 1 employee and 1 investment adviser.

## Questions

### Is Faulkner Financial Planning a fee-only or commission-based advisor?

The firm operates as a fee-only registered investment advisor, meaning it charges clients directly for services and does not accept commissions from product sales. This structure legally obligates the firm to act as a fiduciary, requiring it to place client interests ahead of its own. The fee-only model is viewed by many allocators and individual investors as reducing conflicts of interest compared to commission-based or hybrid advisory models.

### What regulatory standard does Faulkner Financial Planning operate under?

As a registered investment advisor, Faulkner Financial Planning is held to a fiduciary standard under the Investment Advisers Act of 1940. This requires the firm to provide advice that is in the best interest of its clients and to fully disclose any material conflicts of interest. This contrasts with the suitability standard that applies to broker-dealers, where recommendations must only be suitable for the client but not necessarily the optimal or lowest-cost option.

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Last updated: 2026-06-03T20:00:00.000Z

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