# Feltz WealthPLAN

Feltz WealthPLAN is a Bank / Wealth / Trust based in Omaha, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Omaha, United States
- **Region:** North America
- **Address:** Omaha, NE, United States
- **Founded:** 1986
- **Assets under management:** Undisclosed
- **Website:** feltzwealthplan.com
- **LinkedIn:** https://www.linkedin.com/company/feltz-wealthplan

## Regulatory record

- **Reports private funds:** No

## About

Feltz WealthPLAN is a wealth manager based in Omaha, US. The firm manages approximately $3 billion in assets, primarily serving clients in North America.

## Questions

### Under which broker-dealer and RIA umbrella does Feltz WealthPLAN operate?

Feltz WealthPLAN operates under the Raymond James Financial Services independent contractor platform. Client brokerage accounts are custodied with Raymond James & Associates, and investment-advisory services are offered through Raymond James Financial Services Advisors, Inc. This affiliation supplies trade execution, back-office processing, and the regulatory compliance framework required by FINRA and the SEC.

### Does Feltz WealthPLAN manage proprietary investment funds or direct private deals?

No. The firm does not sponsor or manage proprietary pooled vehicles, hedge funds, private equity funds, or direct-investment programs. Client portfolios are built using mutual funds, ETFs, individually managed accounts, variable annuities, and other securities available through the Raymond James platform. The practice functions as a distribution point for third-party asset-management products and insurance contracts, rather than as an asset manager running in-house strategies.

### What is the firm's regulatory and licensing posture?

Feltz WealthPLAN's advisors are registered representatives of Raymond James Financial Services, holding FINRA Series 7 and Series 66 licenses under Nebraska and multistate registrations. For insurance business, the advisors carry Nebraska resident producer licenses covering life, health, and variable annuity lines. Because the firm is not an SEC-registered investment adviser but rather an office of supervisory jurisdiction within a broker-dealer framework, all investment-advisory services are delivered through Raymond James Financial Services Advisors, Inc., a registered investment adviser.

### How is Feltz WealthPLAN's ownership and governance structured?

Feltz WealthPLAN operates as an independent contractor office within the Raymond James branch network. The practice is owned by its principal advisors, who hold the relationship with Raymond James as registered representatives. Governance, supervisory reviews, and compliance oversight are conducted by Raymond James regional management, while day-to-day practice operations, client-service workflows, and staffing decisions are managed locally by the principal owners.

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Last updated: 2026-06-03T20:00:00.000Z

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