# Fiduciary Advisor Advocates

Fiduciary Advisor Advocates is a Bank / Wealth / Trust based in Katonah, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Katonah, United States
- **Region:** North America
- **Address:** Katonah, NY, United States
- **Founded:** 2013
- **Assets under management:** Undisclosed
- **Website:** faadvocates.com
- **LinkedIn:** https://www.linkedin.com/company/fiduciary-advisor-advocates

## Regulatory record

- **CRD number:** 169039
- **SEC file number:** 801-78758
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/169039

## About

Fiduciary Advisor Advocates was founded in 2013 and is headquartered in Katonah, New York. The firm structures its advisory engagements around the fiduciary standard, serving a client base that includes pension plans, charitable foundations, endowments, and family offices. The firm's institutional-only orientation distinguishes it from the retail wealth management practices that dominate the New York suburbs. The firm provides investment advisory services on both a discretionary and non-discretionary basis. Discretionary mandates imply it also acts as an outsourced CIO for clients without internal investment staff. The firm advises institutional clients nationwide from its Westchester County base. As of mid-2026, publicly available financial filings do not disclose regulatory assets under management, professional headcount, or named principals — a common profile for smaller advisory practices that operate below certain SEC reporting thresholds. The firm maintains a minimal digital footprint, consistent with a relationship-driven institutional advisory practice rather than one that markets broadly. The firm's structural position is defined by its stated commitment to the fiduciary standard — an affirmative legal obligation under the Investment Advisers Act of 1940 — rather than a distinctive sourcing, hybrid structure, or unusual mandate. For institutional clients, this commitment implies that compensation models, manager selection, and portfolio construction must all foreground the client's best interest above product distribution economics.

## Questions

### What types of clients does Fiduciary Advisor Advocates serve?

The firm advises pension plans, charitable foundations, endowments, family offices, and other institutional clients. Its client base is institutional in nature rather than mass-retail. The firm provides both discretionary and non-discretionary services depending on the client mandate.

### What does 'fiduciary' mean in the context of this firm's advisory services?

As a registered investment adviser, the firm operates under the fiduciary standard mandated by the Investment Advisers Act of 1940. This means it must act in its clients' best interests, disclose conflicts, and seek best execution. The 'Fiduciary' in its name signals that this legal obligation is central to its identity and client proposition.

### Does Fiduciary Advisor Advocates manage assets on a discretionary basis?

Yes. The firm provides investment advisory services on both a discretionary and non-discretionary basis. Discretionary mandates mean the firm can implement investment decisions without prior client approval for each trade, functioning effectively as an outsourced CIO for certain clients.

## Related profiles

- [Fidelity Wealth Management](https://altss.com/profile/fidelity-wealth-management)
- [Fiduciary Advisors](https://altss.com/profile/fiduciary-advisors)

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Last updated: 2026-08-11T02:43:31.692Z

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