# Fiduciary Financial Partners

Fiduciary Financial Partners is a Bank / Wealth / Trust based in Naperville, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Naperville, United States
- **Region:** North America
- **Address:** Naperville, IL, United States
- **Founded:** 2011
- **Assets under management:** Undisclosed
- **Website:** fiduciaryfinancialpartners.com
- **LinkedIn:** https://www.linkedin.com/company/fiduciary-financial-partners

## Regulatory record

- **CRD number:** 156389
- **SEC file number:** 801-78241
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/156389

## About

Founded in 2011 and based in Naperville, Illinois, Fiduciary Financial Partners launched as a registered investment adviser structured to serve individuals, high-net-worth families, corporations, and charitable organizations. The firm positioned itself explicitly around the fiduciary standard, a structural choice that legally obligates it to place client interests ahead of its own in advisory relationships. The firm's investment approach combines financial planning with discretionary portfolio management. Rather than transaction-based brokerage, Fiduciary Financial Partners constructs portfolios designed to align with a client's total financial picture — retirement, tax, estate, and charitable giving considerations all inform the asset allocation. The firm serves clients from its single suburban Chicago office, operating a service model that integrates ongoing plan monitoring with periodic rebalancing. While specific strategy-level detail is not publicly documented, the firm's regulatory filings and communications indicate a mix of individual securities, mutual funds, and ETFs as the primary implementation tools. The firm's organizational scale remains modest. No public AUM figure or professional headcount is available from the firm's regulatory filings or its website, a characteristic that is not unusual for a privately held, boutique advisory practice in the Midwest. Fiduciary Financial Partners has not disclosed specific operating subsidiaries, adjacent vehicles, or philanthropic structures separate from its core wealth management entity. In September 2023, the firm maintained its active registration with the SEC as a small advisory firm with no reported disciplinary history (per SEC IAPD, 2023). What distinguishes Fiduciary Financial Partners structurally is its persistence as a pure fiduciary shop rather than a hybrid broker-dealer. Many wealth managers of similar vintage and size operate dual-registered models that preserve commission-based revenue. Fiduciary Financial Partners has maintained its RIA-only registration, signaling a governance choice to align with the stricter standard of care even where it constrains product menu economics.

## Questions

### Is Fiduciary Financial Partners a fiduciary or a broker-dealer?

The firm is structured as a registered investment adviser and operates under the fiduciary standard, meaning it is legally obligated to place client interests first. It is not a dual-registered broker-dealer, which distinguishes it from hybrid firms that can earn commissions on product sales. This model choice was made at the firm's founding in 2011.

### How does the firm construct client portfolios?

The firm uses a combination of individual securities, mutual funds, and ETFs to implement client portfolios, with allocations driven by each client's financial planning output. The discretionary model means Fiduciary Financial Partners makes buy and sell decisions on behalf of clients without requiring pre-approval on each trade. Specific strategy or manager-selection philosophy is not publicly detailed in the firm's communications.

### What is the firm's regulatory history?

Fiduciary Financial Partners has maintained an active SEC registration as a small advisory firm with no reported disciplinary events, per its public Investment Adviser Public Disclosure filing as of 2023. The firm's CRD record shows no regulatory actions, customer disputes, or criminal matters since its 2011 founding.

## Related profiles

- [Fiduciary Counselors](https://altss.com/profile/fiduciary-counselors)
- [Fiduciary First](https://altss.com/profile/fiduciary-first)

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Last updated: 2026-06-03T20:00:00.000Z

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