# Fien Capital Management

Fien Capital Management is a Bank / Wealth / Trust based in Rochester, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Rochester, United States
- **Region:** North America
- **Address:** Rochester, United States
- **Founded:** 2001
- **Assets under management:** Undisclosed
- **Website:** fiencapital.com
- **LinkedIn:** https://www.linkedin.com/company/fien-capital-management

## Regulatory record

- **CRD number:** 114951
- **SEC file number:** 801-60490
- **Registration status:** APPROVED
- **Latest Form ADV filing:** 2026-02-27T06:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/114951

## About

Fien Capital Management is an SEC-registered investment adviser in Rochester, NY, since 2001. It manages approximately $138 million in assets. The firm has 2 employees and 2 investment advisers.

## Questions

### Is Fien Capital Management a fiduciary?

Yes. As a registered investment advisor (RIA), Fien Capital Management operates under a fiduciary standard, which legally requires the firm to put client interests ahead of its own. This differs from broker-dealers, who operate under a suitability standard. The firm's own language and industry categorization confirm this fiduciary-only posture.

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- [Fieldpoint Private Bank & Trust](https://altss.com/profile/fieldpoint-private-bank-trust)
- [Fiera Capital](https://altss.com/profile/fiera-capital)

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Last updated: 2026-06-03T20:00:00.000Z

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