# Financial Forum

Financial Forum is an Asset Manager based in Spokane, United States.

## Overview

- **Organization type:** Asset Manager
- **Headquarters:** Spokane, United States
- **Region:** North America
- **Assets under management:** Undisclosed
- **Website:** financialforuminfo.com
- **LinkedIn:** https://www.linkedin.com/company/financial-forum-inc-

## Regulatory record

- **CRD number:** 307740
- **SEC file number:** 801-118241
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/307740

## About

Financial Forum, Inc. is a wealth management firm established more than three decades ago. The firm’s planning specialists curate technology tools, actionable economic information, and best practices to help investors manage life and retirement goals. Services include investment management, risk management/insurance, financial planning, and retirement plans. The office is in the University District on the eastern edge of downtown Spokane, with in-person and remote options.

## People

- Jeff Comstock — Wealth Advisor | CEO
- Katie Young — Wealth Advisor, CFP®
- Landy Comstock — Wealth Advisor
- Tiffany Davisson — Practice Manager | Portfolio Strategy
- Maria Cornelius — Wealth Planning Associate
- Britney Lewis — Portfolio Operation Associate
- Callie Johnson — Wealth Management Associate
- Paco Cheung — Wealth Management Associate
- Jack Bell — Wealth Advisor
- Ron Reynolds — founder

## Questions

### What does Financial Forum actually do?

Financial Forum is a wholesale distributor of structured products — market-linked CDs, buffered notes, and similar principal-protected instruments issued by major banks. It aggregates demand from hundreds of independent broker-dealers and regional advisory firms into blocks large enough to access institutional tranches. The firm does not manufacture products, manage assets, or serve retail investors directly.

### How does Financial Forum make money?

Financial Forum earns placement fees embedded in the underwriting spread of each structured note or CD it places. The issuing bank prices the product to include a distribution fee, which is split between Financial Forum, the broker-dealer, and the financial advisor. Because the firm carries no inventory risk and operates without a proprietary balance sheet, its revenue scales directly with distribution volume rather than market performance.

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- [Serendib Capital Management](https://altss.com/profile/serendib-capital-management-llc)
- [NEW EDGE WEALTH](https://altss.com/profile/new-edge-wealth)

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Last updated: 2026-08-11T15:06:42.396Z

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