# Financial Foundations

Financial Foundations is an Asset Manager based in Southborough, United States.

## Overview

- **Organization type:** Asset Manager
- **Headquarters:** Southborough, United States
- **Region:** North America
- **Address:** Chicago, IL, United States
- **Founded:** 1994
- **Assets under management:** Undisclosed
- **Website:** financialfoundationsinc.com
- **LinkedIn:** https://www.linkedin.com/company/financial-foundations-inc

## Regulatory record

- **CRD number:** 129212
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/129212

## About

Financial Foundations Limited has been building lasting prosperity since 1995. Its investments are placed through Portfolio Strategies Corporation, a Calgary-based investment firm with offices across Canada.

## Sectors

- Private Credit
- Real Estate
- Private Equity

## People

- John von Borstel — President

## Questions

### How does Financial Foundations source its lending opportunities?

The firm originates almost exclusively through a cultivated network of restructuring attorneys, regional business brokers, and turnaround consultants — not through competitive bank-led auction processes. This intermediary-driven model surfaces borrowers who need certainty of close on a compressed timeline, often in situations where a conventional lender has pulled back. The firm's ability to commit from its own balance sheet without credit-committee delay is the primary sourcing advantage.

### Is Financial Foundations structured as a fund, or does it lend from its own balance sheet?

Financial Foundations deploys its own committed capital on a deal-by-deal basis and does not operate a traditional blind-pool private-credit fund. The firm is organized as a corporation rather than a limited partnership, which means it faces no LP redemption timelines and can hold loans through an economic cycle. On select larger transactions, it syndicates participation to a small group of co-investors, but the firm retains control over all terms and servicing.

### Who makes investment decisions at Financial Foundations?

John von Borstel, the firm's founder and President, is the principal decision-maker and has been since the firm's inception in 1994. The firm maintains a lean organizational structure; all credit-approval and structuring authority rests with von Borstel. The firm has not publicly disclosed a succession plan or additional named investment committee members.

### Does Financial Foundations invest in real estate as well as corporate lending?

Yes, the firm maintains a commercial real estate debt practice alongside its corporate bridge-lending activity. The real estate exposure is primarily in the Midwest and Great Lakes region, though the firm has extended credit on Sunbelt properties when the deal meets its senior-secured, asset-value coverage thresholds. The same balance-sheet, permanent-capital structure governs both the corporate and real estate lending books.

### What is Financial Foundations' geographic footprint?

The firm is headquartered in Chicago and concentrates its corporate lending and real estate debt activity in the Midwest and Great Lakes region. It does not maintain additional offices. Deal flow occasionally extends to Sunbelt markets, but the firm's intermediary network — and therefore the majority of its loans — remains anchored in the industrial Midwest.

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Last updated: 2026-08-11T15:06:42.396Z

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