# Financial Planning Professionals

Financial Planning Professionals is an Asset Manager based in United States.

## Overview

- **Organization type:** Asset Manager
- **Headquarters:** United States
- **Region:** North America
- **Assets under management:** Undisclosed
- **LinkedIn:** https://www.linkedin.com/company/edward-ted-harrington-5106b73a8

## Regulatory record

- **CRD number:** 125319
- **SEC file number:** 801-68686
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/125319

## About

FINANCIAL PLANNING PROFESSIONALS, INC. is an SEC-registered investment adviser in STUART, FL. The firm manages approximately $36 million in regulatory assets. It has 1 employee and 1 investment adviser.

## Sectors

- Financial Services

## Questions

### Is Financial Planning Professionals held to a fiduciary standard?

As a registered investment advisor (RIA), the firm is regulated under the Investment Advisers Act of 1940 and owes a fiduciary duty to its clients. This means the firm must act in clients' best interests, disclose conflicts of interest, and seek best execution on trades. The fiduciary obligation is a structural feature of the independent RIA model and distinguishes it from broker-dealers operating under the less stringent Regulation Best Interest standard.

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Last updated: 2026-06-03T20:00:00.000Z

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