# Fingerlakes Wealth Management

Fingerlakes Wealth Management is a Bank / Wealth / Trust based in Ithaca, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Ithaca, United States
- **Region:** North America
- **Address:** Ithaca, NY, United States
- **Assets under management:** $285M+
- **Website:** fingerlakeswm.com
- **LinkedIn:** https://www.linkedin.com/company/fingerlakes-wealth-management

## Regulatory record

- **CRD number:** 149709
- **SEC file number:** 801-69987
- **Registration status:** APPROVED
- **Latest Form ADV filing:** 2026-04-23T05:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/149709

## About

Fingerlakes Wealth Management was established in Ithaca, New York, serving as an independent wealth advisory practice for individuals, families, and trusts concentrated in the Finger Lakes region. The firm's origin ties to the local financial-planning community, and it has operated without the national branding or centralized model of wirehouse competitors, instead building its book through professional referrals and longstanding client relationships across Tompkins County and the surrounding upstate New York communities. Strategy centers on custom portfolio management, retirement-income planning, and tax-efficient asset allocation. The firm typically constructs client portfolios using combinations of individual equities, bonds, exchange-traded funds, and mutual funds, with tilts toward tax-aware municipal-bond exposure given New York's state income-tax environment. Direct indexing and concentrated-stock risk mitigation for Cornell University-affiliated professionals and emeritus faculty are observable in this market. The geographic footprint covers the Finger Lakes region, with client concentrations in Ithaca, Corning, and Skaneateles. Altss research estimates the firm's regulatory assets under management at approximately $84 million, consistent with a practice of roughly two to four advisors and total staff under ten — a scale typical of an ensemble practice housed in a single location. Team size and professional designations are not publicly itemized. The firm has not announced separate philanthropic-advising units or club-vehicle participation. The structural differentiator is geographic and demographic focus rather than a novel product. Fingerlakes Wealth Management competes not on institutional reach but on continuity and regional embeddedness — a model more common in trust-banking and boutique upstate advisory practices.

## Sectors

- Wealth Management
- Financial Services
- Impact Investing

## Questions

### Does Fingerlakes Wealth Management maintain a trust or fiduciary structure?

As a registered investment adviser (as implied by its wealth-management designation and regulatory footprint), the firm operates under a fiduciary standard when providing ongoing portfolio management services. The extent of in-house trust-administration capabilities versus trustee-directed account management is not publicly detailed.

### What differentiates Fingerlakes Wealth Management from larger national wealth managers?

The firm's structural distinction is its regional focus and independence from wirehouse or bank-owned platforms. This allows for advisor continuity and locally customized planning — addressing New York income-tax strategies and community-specific financial concerns — without the product-push incentives or advisor-turnover patterns often observed in large national firms.

## Related profiles

- [Edyth Bush Charitable Foundation](https://altss.com/profile/edyth-bush-charitable-foundation)
- [Gerber Foundation](https://altss.com/profile/gerber-foundation)

---

Source record modified: 2026-08-11T02:43:31.692Z

Last verified: not supplied by this public snapshot.

## Sources and provenance

- Organization website as recorded: https://fingerlakeswm.com/
- Regulatory source: https://adviserinfo.sec.gov/firm/summary/149709
Source links do not imply that every field was verified on the page modification date. See [Altss methodology](https://altss.com/methodology).

Canonical page: https://altss.com/profile/fingerlakes-wealth-management

Maintained by Altss — https://altss.com — methodology: https://altss.com/methodology